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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$161M +$12.2M +101,546 +8%
Bank of America
2
Bank of America
North Carolina
$128M +$34.8M +290,958 +35%
UBS Group
3
UBS Group
Switzerland
$88.7M +$49.2M +411,214 +110%
LPL Financial
4
LPL Financial
California
$87.4M +$11.9M +99,676 +15%
Wells Fargo
5
Wells Fargo
California
$54.4M +$10.5M +88,053 +22%
TIA
6
Traphagen Investment Advisors
New Jersey
$39.1M +$2.12M +17,678 +5%
Ameriprise
7
Ameriprise
Minnesota
$34.2M +$9.84M +82,152 +37%
Raymond James Financial
8
Raymond James Financial
Florida
$34.1M +$3.72M +31,113 +12%
GWM
9
Gitterman Wealth Management
New Jersey
$27.6M +$1.87M +15,628 +7%
AFA
10
Arlington Financial Advisors
California
$25.1M +$428K +3,574 +2%
MIH
11
Meitav Investment House
Israel
$22.3M +$1.41M +11,795 +6%
Jane Street
12
Jane Street
New York
$21.7M +$20.8M +173,442 +940%
Stifel Financial
13
Stifel Financial
Missouri
$20.8M +$6.56M +54,786 +42%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$20M +$1.53M +12,811 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$16.4M +$3.62M +30,223 +26%
KAS
16
Kestra Advisory Services
Texas
$14.9M -$1.55M -12,944 -9%
MTWSIF
17
Mivtachim The Workers Social Insurance Fund
Israel
$14.7M
CAPTRUST Financial Advisors
18
CAPTRUST Financial Advisors
North Carolina
$13.7M +$1.02M +8,543 +8%
KHLMVGHM
19
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
$12.6M
AWM
20
Aprio Wealth Management
Georgia
$12M +$1.7M +14,174 +15%
FTUS
21
Flow Traders U.S.
New York
$11.3M +$5.34M +44,611 +80%
PCM
22
Presidio Capital Management
California
$10.5M +$10.8M +90,085 +3,043%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$10M +$1.05M +8,797 +11%
MML Investors Services
24
MML Investors Services
Massachusetts
$9.39M +$1.26M +10,526 +15%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$9.31M +$2.04M +16,998 +26%