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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

154 hedge funds and large institutions have $401M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

629% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 7

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

55% more capital invested

Capital invested by funds: $260M → $401M (+$142M)

38% more funds holding

Funds holding: 112 → 154 (+42)

2.56% more ownership

Funds ownership: 46.87% → 49.44% (+2.6%)

Holders
154
Holders Change
+42
Holders Change %
+37.5%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
51
Increased
63
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IFG
Independent Financial Group
California
+$35.2M
2
Morgan Stanley
Morgan Stanley
New York
+$11.8M
3
Bank of America
Bank of America
North Carolina
+$8.65M
4
LPL Financial
LPL Financial
California
+$6.4M
5
MD
Money Design
Japan
+$6.16M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$6.27M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.45M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.79M
4
3AM
3EDGE Asset Management
Florida
-$1.15M
5
BCM
Barometer Capital Management
Ontario, Canada
-$443K
Name Holding Trade Value Shares
Change 		Change in
Stake
Truist Financial
101
Truist Financial
North Carolina
$293K +$287K +2,855 New
IF
102
Intrua Financial
Texas
$287K – – –
Janney Montgomery Scott
103
Janney Montgomery Scott
Pennsylvania
$259K +$253K +2,519 New
DI
104
DFPG Investments
Utah
$251K – – –
HSBC Holdings
105
HSBC Holdings
United Kingdom
$249K +$244K +2,425 New
Creative Planning
106
Creative Planning
Kansas
$244K -$12.5K -124 -5%
GVAG
107
Great Valley Advisor Group
Delaware
$236K +$233K +2,313 New
Wolverine Trading
108
Wolverine Trading
Illinois
$230K -$5.74K -57 -2%
IA
109
IFP Advisors
Florida
$221K +$54.1K +538 +34%
BRWA
110
B. Riley Wealth Advisors
Florida
$218K +$214K +2,122 New
PWM
111
Purus Wealth Management
California
$212K +$207K +2,061 New
CAP
112
Columbia Advisory Partners
Washington
$208K +$204K +2,026 New
GWM
113
Geneos Wealth Management
Colorado
$205K +$121K +1,200 +150%
LC
114
Lindbrook Capital
California
$187K +$27.7K +275 +18%
William Blair & Company
115
William Blair & Company
Illinois
$180K +$11.4K +113 +7%
CI Investments Inc
116
CI Investments Inc
Ontario, Canada
$157K +$105K +1,047 +220%
PNC Financial Services Group
117
PNC Financial Services Group
Pennsylvania
$145K – – –
Koshinski Asset Management
118
Koshinski Asset Management
Illinois
$140K – – –
CCA
119
Catalyst Capital Advisors
New York
$115K -$3.42K -34 -3%
MRC
120
Millburn Ridgefield Corp
New York
$115K -$3.42K -34 -3%
CF
121
Centaurus Financial
California
$115K +$113K +1,123 New
CFGS
122
Concourse Financial Group Securities
Alabama
$99K – – –
SPIA
123
Steward Partners Investment Advisory
New York
$86K +$10.5K +104 +14%
TWM
124
Tradition Wealth Management
Minnesota
$60K – – –
AssetMark Inc
125
AssetMark Inc
California
$53K +$51.5K +512 New
3 4
5
6 7

GRID Hedge Fund Activity: Q4 2021 in Review

154 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2021, worth a combined $401M — up 55% from $260M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new GRID positions and 7 closed out — a net gain of 44 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Independent Financial Group, opening a new position worth an estimated $35.2M. The largest seller was Jane Street, cutting an estimated $6.27M.

  • 154 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2021, up from 112 in Q3 2021.
  • Funds reported $401M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2021, up 55% quarter-over-quarter.
  • 51 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2021 and 7 closed out, a net change of +44 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2021 was Independent Financial Group, an estimated $35.2M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2021 was Jane Street, an estimated $6.27M sold.

Based on aggregated 13F filings for Q4 2021.