DFPG Investments’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

DFPG Investments’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$315K	Sell	3,122 -231	-7%	-$21.8K	0.02%	509
2023 Q3	$300K	Sell	3,353 -137	-4%	-$13.8K	0.03%	473
2023 Q2	$375K	Buy	3,490 +137	+4%	+$13.6K	0.03%	437
2023 Q1	$327K	Hold	3,353	–	–	0.04%	414
2022 Q4	$309K	Hold	3,353	–	–	0.05%	347
2022 Q3	$261K	Hold	3,353	–	–	0.11%	133
2022 Q2	$262K	Buy	3,353 +710	+27%	+$60.2K	0.11%	125
2022 Q1	$236K	Hold	2,643	–	–	0.09%	143
2021 Q4	$251K	Hold	2,643	–	–	0.1%	139
2021 Q3	$256K	Hold	2,643	–	–	0.1%	147
2021 Q2	$248K	Buy	+2,643	New	+$237K	0.09%	142

Other funds holding GRID

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

DFPG Investments's GRID Position: Q4 2023 in Review

DFPG Investments reduced its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) stake by 6.9% in Q4 2023, selling an estimated $21.8K and leaving 3,122 shares worth $315K. The position accounts for 0.02% of the portfolio, ranked #509.

DFPG Investments first reported a position in GRID in Q2 2021 and has held it in 11 quarters since. The position peaked at $375K in Q2 2023. 182 funds tracked by Wall St. Rank hold GRID as of Q4 2023.

DFPG Investments held 3,122 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $315K as of Q4 2023.
DFPG Investments sold 231 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q4 2023, an estimated $21.8K.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up 0.02% of DFPG Investments's portfolio in Q4 2023, its #509 holding.
DFPG Investments first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q2 2021 and has held it in 11 quarters since.
DFPG Investments's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $375K in Q2 2023.
182 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.