Catalyst Capital Advisors’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

Catalyst Capital Advisors’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,650	Closed	-$173K	–	425
2023 Q2	$173K	Sell	1,650 -377	-19%	-$37.3K	0.01%	218
2023 Q1	$198K	Sell	2,027 -232	-10%	-$21.8K	0.01%	189
2022 Q4	$197K	Sell	2,259 -540	-19%	-$46.3K	0.01%	189
2022 Q3	$211K	Sell	2,799 -1,012	-27%	-$84.9K	0.01%	188
2022 Q2	$296K	Buy	3,811 +393	+11%	+$33.3K	0.01%	194
2022 Q1	$322K	Buy	3,418 +2,295	+204%	+$212K	0.01%	206
2021 Q4	$115K	Sell	1,123 -34	-3%	-$3.42K	0.01%	246
2021 Q3	$107K	Sell	1,157 -316	-21%	-$30.5K	0.01%	261
2021 Q2	$136K	Buy	+1,473	New	+$132K	0.01%	261

Other funds holding GRID

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Catalyst Capital Advisors's GRID Position: Q3 2023 in Review

Catalyst Capital Advisors sold out of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) in Q3 2023, closing a stake of 1,650 shares — an estimated $173K sold.

Catalyst Capital Advisors first reported a position in GRID in Q2 2021 and held it in 9 quarters. The position peaked at $322K in Q1 2022. 180 funds tracked by Wall St. Rank hold GRID as of Q3 2023.

Catalyst Capital Advisors reported no remaining First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position as of Q3 2023 after selling out during the quarter.
Catalyst Capital Advisors sold 1,650 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q3 2023, an estimated $173K.
Catalyst Capital Advisors first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q2 2021 and held it in 9 quarters.
Catalyst Capital Advisors's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $322K in Q1 2022.
180 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q3 2023.

Based on Catalyst Capital Advisors's 13F filing for Q3 2023, filed 9 Nov 2023.