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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

27 hedge funds and large institutions have $36.2M invested in Guggenheim Strategic Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.07M
2
U
2
UBS
Switzerland
$3.86M
3
NPC
3
National Planning Corporation
California
$2.36M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.79M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$40K

Top Sellers

1
Invesco
1
Invesco
Georgia
$809K
2
Wells Fargo
2
Wells Fargo
California
$1.58M
3
LPL Financial
3
LPL Financial
California
$1.78M
4
FAAS
4
First Allied Advisory Services
California
$1.39M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.39M
Name Market Value Shares Shares
Change 		Shares
Change %
RIA
26
Regal Investment Advisors
Michigan
$5K 250 – –
TDC
27
Thompson Davis & Co
Virginia
$4K 200 – –
NFG
28
Next Financial Group
Texas
$3K 150 +150 New
Cohen & Steers
29
Cohen & Steers
New York
– – -13,385 Closed
BRWA
30
B. Riley Wealth Advisors
Florida
– – -5,015 Closed
TRCT
31
Tower Research Capital (TRC)
New York
– – -243 Closed
1
2