Guggenheim Strategic Opportunities Fund
27 hedge funds and large institutions have $36.2M invested in Guggenheim Strategic Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.
11% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 9
0% more funds holding
Funds holding: 27 → 27 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
0.63% less ownership
Funds ownership: 9.78% → 9.15% (-0.63%)
10% less capital invested
Capital invested by funds: $40.2M → $36.2M (-$3.96M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$696K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$621K |
| 3 |
NPC
National Planning Corporation
El Segundo,
California
|
+$124K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$113K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
+$39.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$969K |
| 2 |
LPL Financial
San Diego,
California
|
-$944K |
| 3 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$607K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$396K |
| 5 |
Cohen & Steers
New York
|
-$294K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RIA
26
Regal Investment Advisors
Kentwood,
Michigan
| $5K | – | – | – |
|
|
TDC
27
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
28
Next Financial Group
Houston,
Texas
| $3K | +$3.26K | +150 | New |
|
|
29
Cohen & Steers
New York
| – | -$294K | -13,385 | Closed |
|
|
BRWA
30
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$110K | -5,015 | Closed |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| – | -$5K | -243 | Closed |
|
GOF Hedge Fund Activity: Q3 2014 in Review
27 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2014, worth a combined $36.2M — down 9.9% from $40.2M a quarter earlier.
Fund positioning in GOF was balanced in Q3 2014: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 9 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $696K. The largest seller was Wells Fargo, cutting an estimated $969K.
- 27 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2014, unchanged from Q2 2014.
- Funds reported $36.2M of Guggenheim Strategic Opportunities Fund stock for Q3 2014, down 9.9% quarter-over-quarter.
- 3 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2014 and 3 closed out, a net change of 0 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2014 was Morgan Stanley, an estimated $696K added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2014 was Wells Fargo, an estimated $969K sold.
Based on aggregated 13F filings for Q3 2014.