Guggenheim Strategic Opportunities Fund
27 hedge funds and large institutions have $44.6M invested in Guggenheim Strategic Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.
New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$1.63M |
| 2 |
Morgan Stanley
New York
|
+$1.02M |
| 3 |
LPL Financial
San Diego,
California
|
+$552K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$132K |
| 5 |
FAAS
First Allied Advisory Services
San Diego,
California
|
+$98.3K |
Top Sellers
| 1 |
Invesco
Atlanta,
Georgia
|
-$5.74M |
| 2 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$1.7M |
| 3 |
Cohen & Steers
New York
|
-$462K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$390K |
| 5 |
SG Americas Securities
New York
|
-$310K |
| Name | Holding | Trade Value |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
26
Barclays
London,
United Kingdom
| $11K | – | – | – |
|
|
RIA
27
Regal Investment Advisors
Kentwood,
Michigan
| $5K | – | – | – |
|
|
TDC
28
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
29
SG Americas Securities
New York
| – | -$310K | -14,510 | Closed |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| – | -$46K | -2,172 | Closed |
|