Guggenheim Strategic Opportunities Fund
27 hedge funds and large institutions have $44.6M invested in Guggenheim Strategic Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
86% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 7
8% more funds holding
Funds holding: 25 → 27 (+2)
0.44% more ownership
Funds ownership: 10.33% → 10.76% (+0.44%)
2% less capital invested
Capital invested by funds: $45.8M → $44.6M (-$1.11M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$1.64M |
| 2 |
Morgan Stanley
New York
|
+$1.02M |
| 3 |
LPL Financial
San Diego,
California
|
+$553K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$133K |
| 5 |
FAAS
First Allied Advisory Services
San Diego,
California
|
+$98.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cohen & Steers
New York
|
-$463K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$391K |
| 3 |
SG Americas Securities
New York
|
-$310K |
| 4 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$171K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$119K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Barclays
London,
United Kingdom
| $11K | – | – | – |
|
|
RIA
27
Regal Investment Advisors
Kentwood,
Michigan
| $5K | – | – | – |
|
|
TDC
28
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
29
SG Americas Securities
New York
| – | -$310K | -14,510 | Closed |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| – | -$46K | -2,172 | Closed |
|
GOF Hedge Fund Activity: Q1 2014 in Review
27 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2014, worth a combined $44.6M — down 2.4% from $45.8M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new GOF positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 7 trimmed.
The largest buyer was Bank of America, adding an estimated $1.64M. The largest seller was Cohen & Steers, cutting an estimated $463K.
- 27 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2014, up from 25 in Q4 2013.
- Funds reported $44.6M of Guggenheim Strategic Opportunities Fund stock for Q1 2014, down 2.4% quarter-over-quarter.
- 4 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2014 and 2 closed out, a net change of +2 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2014 was Bank of America, an estimated $1.64M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q1 2014 was Cohen & Steers, an estimated $463K sold.
Based on aggregated 13F filings for Q1 2014.