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Gladstone Capital
GLAD

69 hedge funds and large institutions have $55.3M invested in Gladstone Capital in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

5% more funds holding

Funds holding: 66 → 69 (+3)

3% more capital invested

Capital invested by funds: $53.9M → $55.3M (+$1.41M)

0.22% less ownership

Funds ownership: 6.38% → 6.16% (-0.22%)

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
22
Reduced
16
Closed
10
Calls
$188K
Puts
–
Net Calls
+$188K
Net Calls Change
+$188K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.48M
2
AAM
Advisors Asset Management
Colorado
+$640K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$285K
4
VanEck Associates
VanEck Associates
New York
+$264K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$256K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.08M
2
Millennium Management
Millennium Management
New York
-$965K
3
Deutsche Bank
Deutsche Bank
Germany
-$435K
4
GCP
GSA Capital Partners
United Kingdom
-$429K
5
JP Morgan Chase
JP Morgan Chase
New York
-$409K
Name Holding Trade Value Shares
Change 		Change in
Stake
BF
26
BOK Financial
Oklahoma
$314K – – –
NCM
27
Novare Capital Management
North Carolina
$311K +$84.2K +4,425 +37%
BA
28
Bard Associates
Illinois
$275K – – –
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$263K +$380 +20 +0.1%
Koshinski Asset Management
30
Koshinski Asset Management
Illinois
$256K +$256K +13,473 New
BRWA
31
B. Riley Wealth Advisors
Florida
$231K +$3.52K +185 +2%
HFS
32
HL Financial Services
Kentucky
$178K +$23.8K +1,250 +15%
TWA
33
TCI Wealth Advisors
Arizona
$155K +$31.5K +1,658 +25%
HighTower Advisors
34
HighTower Advisors
Illinois
$152K +$152K +7,995 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$118K -$28.7K -1,509 -19%
SPC
36
Sigma Planning Corp
Michigan
$115K +$116K +6,075 New
PFS
37
Prospera Financial Services
Texas
$108K -$167K -8,775 -61%
Millennium Management
38
Millennium Management
New York
$103K -$965K -50,753 -90%
CAS
39
Cue Advisory Services
Arizona
$98K – – –
Canada Life
40
Canada Life
Manitoba, Canada
$68K – – –
FHB
41
First Hawaiian Bank
Hawaii
$57K +$57.2K +3,005 New
AG
42
Advisor Group
Arizona
$56K – – –
Wells Fargo
43
Wells Fargo
California
$54K -$11.4K -599 -18%
SWP
44
Stratos Wealth Partners
Ohio
$51K +$51K +2,680 New
US Bancorp
45
US Bancorp
Minnesota
$46K +$19 +1 +0%
WEC
46
Winslow Evans & Crocker
Massachusetts
$38K – – –
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$33K – – –
Macquarie Group
48
Macquarie Group
Australia
$28K -$5.15K -271 -15%
MCM
49
Mainstay Capital Management
Michigan
$24K – – –
SWM
50
SeaCrest Wealth Management
New York
$16K – – –
1
2
3 4

GLAD Hedge Fund Activity: Q3 2018 in Review

69 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2018, worth a combined $55.3M — up 2.6% from $53.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GLAD positions and 10 closed out — a net gain of 3 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $1.48M. The largest seller was LPL Financial, cutting an estimated $1.08M.

  • 69 institutional investors held Gladstone Capital (GLAD) as of Q3 2018, up from 66 in Q2 2018.
  • Funds reported $55.3M of Gladstone Capital stock for Q3 2018, up 2.6% quarter-over-quarter.
  • 13 funds opened new Gladstone Capital positions in Q3 2018 and 10 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q3 2018 was Arrowstreet Capital, an estimated $1.48M added.
  • The largest Gladstone Capital seller in Q3 2018 was LPL Financial, an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2018.