Sigma Planning Corp’s Gladstone Capital GLAD Stock Holding History

Sigma Planning Corp’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-6,075	Closed	-$115K	–	892
2018 Q3	$115K	Buy	+6,075	New	+$116K	0.01%	912
2017 Q1	–	Sell	-14,685	Closed	-$276K	–	787
2016 Q4	$276K	Sell	14,685 -284	-2%	-$4.75K	0.03%	548
2016 Q3	$243K	Buy	14,969 +357	+2%	+$5.83K	0.03%	583
2016 Q2	$212K	Buy	+14,612	New	+$213K	0.03%	599
2015 Q4	–	Sell	-25,440	Closed	-$414K	–	715
2015 Q3	$414K	Buy	+25,440	New	+$426K	0.07%	350

Other funds holding GLAD

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Sigma Planning Corp's GLAD Position: Q4 2018 in Review

Sigma Planning Corp sold out of Gladstone Capital (GLAD) in Q4 2018, closing a stake of 6,075 shares — an estimated $115K sold.

Sigma Planning Corp first reported a position in GLAD in Q3 2015 and held it in 5 quarters. The position peaked at $414K in Q3 2015. 66 funds tracked by Wall St. Rank hold GLAD as of Q4 2018.

Sigma Planning Corp reported no remaining Gladstone Capital position as of Q4 2018 after selling out during the quarter.
Sigma Planning Corp sold 6,075 Gladstone Capital shares in Q4 2018, an estimated $115K.
Sigma Planning Corp first reported a position in Gladstone Capital in Q3 2015 and held it in 5 quarters.
Sigma Planning Corp's Gladstone Capital position peaked at $414K in Q3 2015.
66 funds tracked by Wall St. Rank held Gladstone Capital as of Q4 2018.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.