B. Riley Wealth Advisors’s Gladstone Capital GLAD Stock Holding History

B. Riley Wealth Advisors’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.64M	Buy	135,581 +47,286	+54%	+$896K	0.14%	151
2026 Q1	$1.52M	Buy	+88,295	New	+$1.69M	0.1%	203
2019 Q3	–	Sell	-11,014	Closed	-$199K	–	828
2019 Q2	$199K	Sell	11,014 -425	-4%	-$7.92K	0.02%	719
2019 Q1	$168K	Hold	11,439	–	–	0.02%	670
2018 Q4	$168K	Sell	11,439 -734	-6%	-$12.9K	0.02%	590
2018 Q3	$231K	Buy	12,173 +185	+2%	+$3.52K	0.03%	596
2018 Q2	$216K	Buy	11,988 +4,857	+68%	+$86.8K	0.03%	587
2018 Q1	$123K	Buy	+7,131	New	+$128K	0.02%	621

Other funds holding GLAD

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Shulman DeMeo Asset Management Lake Success, New York $535M AUM 24.42% 1-Year Est. Return

Miller Global Investments Dallas, Texas $121M AUM

Ritter Daniher Financial Advisory Cincinnati, Ohio $657M AUM 20.27% 1-Year Est. Return

Vermillion Wealth Management Rosemount, Minnesota $427M AUM 12.63% 1-Year Est. Return

Harbor Investment Advisory Lutherville, Maryland $1.43B AUM 30.71% 1-Year Est. Return

Main Street Group Glen Allen, Virginia $429M AUM 34.03% 1-Year Est. Return

Kerr Financial Planning Fresno, California $89.6M AUM 72.71% 1-Year Est. Return