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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.57M -$880K -40,126 -25%
Invesco
2
Invesco
Georgia
$2.44M +$149K +6,792 +6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.35M +$783K +35,683 +49%
WWMSC
4
Wagner Wealth Management (South Carolina)
South Carolina
$1.04M +$122K +5,548 +13%
BTS
5
BB&T Securities
Virginia
$786K -$98.3K -4,482 -11%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$594K
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$556K
HighTower Advisors
8
HighTower Advisors
Illinois
$474K
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$429K +$433K +19,742 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$341K -$180K -8,213 -34%
Bank of America
11
Bank of America
North Carolina
$325K -$27K -1,233 -8%
Morgan Stanley
12
Morgan Stanley
New York
$323K -$9.04K -412 -3%
SPC
13
Sigma Planning Corp
Michigan
$271K -$12.9K -589 -5%
LPL Financial
14
LPL Financial
California
$235K +$237K +10,796 New
OC
15
Oppenheimer & Co
New York
$214K -$88.7K -4,043 -29%
SWM
16
SeaCrest Wealth Management
New York
$98K -$33K -1,503 -25%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$42K +$19.2K +875 +85%
QCIG
18
Quad-Cities Investment Group
Iowa
$40K +$40.9K +1,863 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$36K
Wells Fargo
20
Wells Fargo
California
$36K +$2.19K +100 +7%
GWM
21
Geneos Wealth Management
Colorado
$31K +$23.4K +1,065 +266%
AG
22
Advisor Group
Arizona
$22K
US Bancorp
23
US Bancorp
Minnesota
$8K
Bessemer Group
24
Bessemer Group
New Jersey
$2K
Barclays
25
Barclays
United Kingdom
$1K