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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.06M +$106K +5,206 +4%
Invesco
2
Invesco
Georgia
$1.99M +$60.4K +2,957 +3%
Osaic Holdings
3
Osaic Holdings
Arizona
$1.82M +$858K +42,045 +94%
WWMSC
4
Wagner Wealth Management (South Carolina)
South Carolina
$1.21M +$40.3K +1,976 +4%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$619K +$602K +29,499 New
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$599K -$633K -31,000 -52%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$546K
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$503K -$97K -4,749 -17%
Bank of America
9
Bank of America
North Carolina
$484K +$134K +6,552 +40%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$449K +$26.9K +1,316 +7%
IWM
11
IHT Wealth Management
Illinois
$386K -$29K -1,421 -7%
Truist Financial
12
Truist Financial
North Carolina
$312K +$490 +24 +0.2%
SWM
13
SeaCrest Wealth Management
New York
$280K +$273K +13,356 New
Morgan Stanley
14
Morgan Stanley
New York
$266K +$70K +3,429 +37%
SWP
15
Stratos Wealth Partners
Ohio
$243K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$219K +$213K +10,441 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$195K +$190K +9,307 New
SWM
18
Spire Wealth Management
Virginia
$167K +$163K +8,000 New
AIC
19
Ameritas Investment Company
Nebraska
$118K +$115K +5,625 New
CF
20
Centaurus Financial
California
$105K +$102K +5,000 New
BFEC
21
Benjamin F. Edwards & Company
Missouri
$46K -$2.55K -125 -5%
Wells Fargo
22
Wells Fargo
California
$26K +$20 +1 +0.1%
GWM
23
Geneos Wealth Management
Colorado
$21K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$16K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$11K -$18.1K -888 -64%