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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.01M +$45.1K +2,095 +1%
Bessemer Group
2
Bessemer Group
New Jersey
$2.09M
SFS
3
Shaker Financial Services
Virginia
$1.05M +$1.02M +47,137 New
SPC
4
Sigma Planning Corp
Michigan
$1.01M -$40.6K -1,885 -4%
BTS
5
BB&T Securities
Virginia
$936K
GC
6
Guggenheim Capital
Illinois
$804K
Invesco
7
Invesco
Georgia
$792K -$157K -7,292 -17%
RJA
8
Raymond James & Associates
Florida
$746K -$17K -787 -2%
LPL Financial
9
LPL Financial
California
$739K +$714K +33,142 New
HighTower Advisors
10
HighTower Advisors
Illinois
$442K
DA
11
Doliver Advisors
Texas
$441K +$425K +19,732 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$410K +$87.5K +4,062 +29%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$387K +$262K +12,136 +235%
Morgan Stanley
14
Morgan Stanley
New York
$312K +$176K +8,175 +141%
Bank of America
15
Bank of America
North Carolina
$236K -$42.6K -1,977 -16%
Wells Fargo
16
Wells Fargo
California
$35K +$29.1K +1,352 +543%
MFS
17
MSI Financial Services
Massachusetts
$32K
ECM
18
Estabrook Capital Management
New York
$23.5K
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$14.4K -$2.2M -102,095 -99%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$11K -$51.8K -2,406 -83%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K
Stifel Financial
22
Stifel Financial
Missouri
-$226K -10,395 Closed
Citigroup
23
Citigroup
New York
-$14K -650 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$11K -478 Closed