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GGM
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
GGM
Delisted
GGM was delisted on the 22nd of October, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
U
1
UBS
Zurich,
Switzerland
| $3.07M | -$354K | -14,577 | -11% |
|
| 2 |
2
Invesco
Atlanta,
Georgia
| $1.73M | +$375K | +15,414 | +28% |
|
| 3 |
BTS
3
BB&T Securities
Richmond,
Virginia
| $770K | -$196K | -8,052 | -21% |
|
| 4 |
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $573K | +$2.31K | +95 | +0.4% |
|
| 5 |
5
Wells Fargo
San Francisco,
California
| $397K | -$36.4K | -1,497 | -9% |
|
| 6 |
6
HighTower Advisors
Chicago,
Illinois
| $351K | – | – | – |
|
| 7 |
7
Stifel Financial
St. Louis,
Missouri
| $317K | +$29.8K | +1,227 | +11% |
|
| 8 |
WS
8
Wedbush Securities
Los Angeles,
California
| $223K | – | – | – |
|
| 9 |
9
Morgan Stanley
New York
| $65K | -$14.8K | -610 | -19% |
|
| 10 |
TRCT
10
Tower Research Capital (TRC)
New York
| $40K | +$38.9K | +1,600 | New |
|
| 11 |
BRWM
11
B. Riley Wealth Management
Memphis,
Tennessee
| $20K | – | – | – |
|
| 12 |
GSC
12
Ground Swell Capital
Folly Beach,
South Carolina
| $5K | +$4.86K | +200 | New |
|
| 13 |
GC
13
Guggenheim Capital
Chicago,
Illinois
| – | -$215K | -9,000 | Closed |
|