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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$3.07M -$354K -14,577 -11%
Invesco
2
Invesco
Georgia
$1.73M +$375K +15,414 +28%
BTS
3
BB&T Securities
Virginia
$770K -$196K -8,052 -21%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$573K +$2.31K +95 +0.4%
Wells Fargo
5
Wells Fargo
California
$397K -$36.4K -1,497 -9%
HighTower Advisors
6
HighTower Advisors
Illinois
$351K
Stifel Financial
7
Stifel Financial
Missouri
$317K +$29.8K +1,227 +11%
WS
8
Wedbush Securities
California
$223K
Morgan Stanley
9
Morgan Stanley
New York
$65K -$14.8K -610 -19%
TRCT
10
Tower Research Capital (TRC)
New York
$40K +$38.9K +1,600 New
BRWM
11
B. Riley Wealth Management
Tennessee
$20K
GSC
12
Ground Swell Capital
South Carolina
$5K +$4.86K +200 New
GC
13
Guggenheim Capital
Illinois
-$215K -9,000 Closed