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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.15M -$98.3K -4,235 -3%
Bessemer Group
2
Bessemer Group
New Jersey
$1.68M -$232K -10,000 -12%
Invesco
3
Invesco
Georgia
$1.67M -$106K -4,583 -6%
Bank of America
4
Bank of America
North Carolina
$1.39M +$90.4K +3,895 +7%
BTS
5
BB&T Securities
Virginia
$1.13M +$502K +21,617 +80%
SIA
6
Sit Investment Associates
Minnesota
$840K +$841K +36,221 New
GC
7
Guggenheim Capital
Illinois
$835K
RJA
8
Raymond James & Associates
Florida
$780K +$26.3K +1,132 +3%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$659K +$660K +28,430 New
HighTower Advisors
10
HighTower Advisors
Illinois
$459K -$23.2K -1,000 -5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$450K +$325 +14 +0.1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$378K +$418 +18 +0.1%
William Blair & Company
13
William Blair & Company
Illinois
$371K +$372K +16,002 New
SPC
14
Sigma Planning Corp
Michigan
$366K -$577K -24,871 -61%
Morgan Stanley
15
Morgan Stanley
New York
$312K +$183K +7,889 +142%
OC
16
Oppenheimer & Co
New York
$307K +$307K +13,233 New
AWE
17
Avidian Wealth Enterprises
Texas
$202K +$202K +8,709 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$64K +$63.9K +2,754 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$58K +$11.6K +500 +25%
Wells Fargo
20
Wells Fargo
California
$36K +$18.6K +799 +108%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$25K +$25.1K +1,080 New
ECM
22
Estabrook Capital Management
New York
$24.4K
FHA
23
First Horizon Advisors
Tennessee
$23K +$23.2K +1,000 New
RFWA
24
RPg Family Wealth Advisory
Massachusetts
$14.9K
US Bancorp
25
US Bancorp
Minnesota
$9K