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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.04M -$221 -11 -0%
Invesco
2
Invesco
Georgia
$1.96M -$71.1K -3,533 -4%
Morgan Stanley
3
Morgan Stanley
New York
$1.73M -$187K -9,288 -10%
UBS Group
4
UBS Group
Switzerland
$1.72M -$161K -8,018 -9%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.28M +$143K +7,110 +13%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$611K +$161K +8,000 +36%
BTS
7
BB&T Securities
Virginia
$567K -$213K -10,594 -27%
HighTower Advisors
8
HighTower Advisors
Illinois
$502K +$62.8K +3,120 +14%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$385K -$62.1K -3,087 -14%
IWM
10
IHT Wealth Management
Illinois
$283K +$60.9K +3,027 +27%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$279K +$8.65K +430 +3%
Bank of America
12
Bank of America
North Carolina
$259K +$1.81K +90 +0.7%
LPL Financial
13
LPL Financial
California
$229K -$21.8K -1,083 -9%
CF
14
Centaurus Financial
California
$101K +$101K +5,000 New
SWM
15
SeaCrest Wealth Management
New York
$88K -$5.27K -262 -6%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$79K +$30.2K +1,500 +62%
AG
17
Advisor Group
Arizona
$78K +$1.63K +81 +2%
QCIG
18
Quad-Cities Investment Group
Iowa
$45K +$5.15K +256 +13%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$34K
GWM
20
Geneos Wealth Management
Colorado
$29K
Wells Fargo
21
Wells Fargo
California
$25K -$10.3K -513 -29%
US Bancorp
22
US Bancorp
Minnesota
$3K
Barclays
23
Barclays
United Kingdom
$1K
SFS
24
Shaker Financial Services
Virginia
-$867K -47,130 Closed
WAM
25
Wolverine Asset Management
Illinois
-$284K -15,456 Closed