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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.03M +$26.3K +1,300 +0.6%
UBS Group
2
UBS Group
Switzerland
$1.74M +$60.4K +2,982 +4%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.48M +$216K +10,645 +17%
Invesco
4
Invesco
Georgia
$1.37M -$503K -24,840 -27%
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$935K +$251K +12,400 +36%
HighTower Advisors
6
HighTower Advisors
Illinois
$556K +$40 +2 +0%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$481K +$97.3K +4,805 +25%
BTS
8
BB&T Securities
Virginia
$427K -$11.8K -581 -3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$382K +$283 +14 +0.1%
IWM
10
IHT Wealth Management
Illinois
$277K -$5.41K -267 -2%
Morgan Stanley
11
Morgan Stanley
New York
$273K -$456K -22,512 -62%
LPL Financial
12
LPL Financial
California
$244K +$7.47K +369 +3%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$61K
QCIG
14
Quad-Cities Investment Group
Iowa
$47K +$1.25K +62 +3%
Bessemer Group
15
Bessemer Group
New Jersey
$41K +$41K +2,027 New
Bank of America
16
Bank of America
North Carolina
$39K -$194K -9,605 -83%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$33K
GWM
18
Geneos Wealth Management
Colorado
$29K
Wells Fargo
19
Wells Fargo
California
$26K +$40 +2 +0.2%
WT
20
Whittier Trust
California
$20K +$20.2K +1,000 New
PAM
21
Panagora Asset Management
Massachusetts
$6K +$5.99K +296 New
US Bancorp
22
US Bancorp
Minnesota
$3K
AG
23
Advisor Group
Arizona
$2K
CF
24
Centaurus Financial
California
-$104K -5,000 Closed
Barclays
25
Barclays
United Kingdom
-$1K -63 Closed