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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.92M -$408K -21,876 -13%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.01M +$9.09K +487 +0.5%
Bessemer Group
3
Bessemer Group
New Jersey
$1.76M -$187K -10,000 -10%
BTS
4
BB&T Securities
Virginia
$1.05M -$101K -5,416 -9%
Invesco
5
Invesco
Georgia
$789K -$330K -17,663 -30%
GC
6
Guggenheim Capital
Illinois
$510K
HighTower Advisors
7
HighTower Advisors
Illinois
$427K -$20.6K -1,105 -5%
SPC
8
Sigma Planning Corp
Michigan
$426K +$88.8K +4,756 +28%
Stifel Financial
9
Stifel Financial
Missouri
$359K +$11.8K +630 +4%
RJA
10
Raymond James & Associates
Florida
$341K +$325K +17,413 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$119K +$243 +13 +0.2%
Morgan Stanley
12
Morgan Stanley
New York
$81K +$19K +1,015 +32%
MFS
13
MSI Financial Services
Massachusetts
$28K
ECM
14
Estabrook Capital Management
New York
$20.6K
Bank of America
15
Bank of America
North Carolina
$20K +$18.7K +1,000 New
TRCT
16
Tower Research Capital (TRC)
New York
$14K +$13K +697 New
Citigroup
17
Citigroup
New York
$13K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$10K +$9.45K +506 New
Wells Fargo
19
Wells Fargo
California
$9K -$49.1K -2,629 -86%
SFS
20
Shaker Financial Services
Virginia
-$1.49M -76,172 Closed
SG Americas Securities
21
SG Americas Securities
New York
-$310K -15,919 Closed