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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.34M +$190K +8,228 +6%
Invesco
2
Invesco
Georgia
$1.71M +$32.5K +1,407 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.65M +$1.27M +54,835 +336%
BTS
4
BB&T Securities
Virginia
$1.22M +$99.6K +4,315 +9%
SIA
5
Sit Investment Associates
Minnesota
$933K +$92.3K +4,000 +11%
Bessemer Group
6
Bessemer Group
New Jersey
$896K -$785K -34,000 -47%
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$868K +$208K +9,002 +32%
RJA
8
Raymond James & Associates
Florida
$772K -$7.94K -344 -1%
GC
9
Guggenheim Capital
Illinois
$626K -$208K -9,000 -25%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$565K +$563K +24,373 New
Bank of America
11
Bank of America
North Carolina
$516K -$873K -37,813 -63%
HighTower Advisors
12
HighTower Advisors
Illinois
$459K
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$448K -$1.55K -67 -0.3%
Morgan Stanley
14
Morgan Stanley
New York
$358K +$45.8K +1,986 +15%
SPC
15
Sigma Planning Corp
Michigan
$355K -$10.7K -465 -3%
OC
16
Oppenheimer & Co
New York
$341K +$34.1K +1,476 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$253K +$252K +10,915 New
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$85K +$27K +1,169 +47%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$85K +$59.6K +2,583 +239%
Wells Fargo
20
Wells Fargo
California
$55K +$18.5K +800 +52%
ECM
21
Estabrook Capital Management
New York
$24.4K
RFWA
22
RPg Family Wealth Advisory
Massachusetts
$14.9K
US Bancorp
23
US Bancorp
Minnesota
$9K
GWM
24
Geneos Wealth Management
Colorado
$9K +$9.23K +400 New
FHA
25
First Horizon Advisors
Tennessee
$7K -$16.2K -700 -70%