We are live on ! Find out more
GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.19M -$916K -39,669 -22%
Bessemer Group
2
Bessemer Group
New Jersey
$1.88M -$250K -10,820 -12%
Invesco
3
Invesco
Georgia
$1.75M +$953K +41,267 +116%
Bank of America
4
Bank of America
North Carolina
$1.28M +$1.05M +45,600 +432%
SPC
5
Sigma Planning Corp
Michigan
$926K -$110K -4,745 -10%
GC
6
Guggenheim Capital
Illinois
$820K +$831K +35,998 New
LPL Financial
7
LPL Financial
California
$757K -$6.47K -280 -0.8%
RJA
8
Raymond James & Associates
Florida
$740K -$20.6K -891 -3%
BTS
9
BB&T Securities
Virginia
$612K -$357K -15,460 -37%
HighTower Advisors
10
HighTower Advisors
Illinois
$474K +$23.1K +1,000 +5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$440K +$23.2K +1,004 +5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$371K -$23.2K -1,006 -6%
Morgan Stanley
13
Morgan Stanley
New York
$127K -$194K -8,390 -60%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$46K +$46.2K +2,000 New
ECM
15
Estabrook Capital Management
New York
$23.9K
Wells Fargo
16
Wells Fargo
California
$17K -$19.9K -863 -54%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$14.7K
US Bancorp
18
US Bancorp
Minnesota
$9K +$8.96K +388 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$6K
Barclays
20
Barclays
United Kingdom
$1K +$1.46K +63 New
SFS
21
Shaker Financial Services
Virginia
-$1.05M -47,137 Closed
DA
22
Doliver Advisors
Texas
-$441K -19,732 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
-$11K -500 Closed