GUGGENHEIM CREDIT ALLOCATION FUND

GGM

Market cap $208M

Delisted

GGM was delisted on the 22nd of October, 2021.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	U 1 UBS Zurich, Switzerland	$3.3M	+$1.8M	+77,556	+128%
2	2 Invesco Atlanta, Georgia	$1.3M	+$1.26M	+54,287	New
3	BTS 3 BB&T Securities Richmond, Virginia	$933K	-$41.9K	-1,806	-4%
4	4 Royal Bank of Canada Toronto, Ontario, Canada	$548K	+$15.4K	+665	+3%
5	5 Wells Fargo San Francisco, California	$418K	-$247K	-10,619	-38%
6	6 HighTower Advisors Chicago, Illinois	$338K	–	–	–
7	7 Stifel Financial St. Louis, Missouri	$276K	+$268K	+11,538	New
8	GC 8 Guggenheim Capital Chicago, Illinois	$215K	+$209K	+9,000	New
9	WS 9 Wedbush Securities Los Angeles, California	$215K	+$209K	+9,000	New
10	10 Morgan Stanley New York	$77K	+$36.8K	+1,586	+96%
11	BRWM 11 B. Riley Wealth Management Memphis, Tennessee	$20K	+$19.6K	+845	New
12	RVP 12 Relative Value Partners Northbrook, Illinois	–	-$2.07M	-92,201	Closed
13	SFS 13 Shaker Financial Services Arlington, Virginia	–	-$1.03M	-45,888	Closed
14	14 Bank of America Charlotte, North Carolina	–	-$960K	-42,700	Closed
15	SCM 15 Saba Capital Management New York	–	-$861K	-38,299	Closed
16	VKH 16 Virtu KCG Holdings New York	–	-$755K	-33,585	Closed
17	CG 17 Colony Group Boston, Massachusetts	–	-$25K	-513	Closed
18	TRCT 18 Tower Research Capital (TRC) New York	–	-$1K	-30	Closed