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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.98M -$29.4K -1,464 -0.7%
UBS Group
2
UBS Group
Switzerland
$2.09M +$366K +18,206 +21%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.43M -$41.4K -2,060 -3%
Invesco
4
Invesco
Georgia
$1.34M -$19K -943 -1%
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$1.09M +$161K +8,000 +17%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$564K +$87.3K +4,338 +18%
HighTower Advisors
7
HighTower Advisors
Illinois
$550K -$2.45K -122 -0.4%
Truist Financial
8
Truist Financial
North Carolina
$396K +$400K +19,900 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$380K +$282 +14 +0.1%
SIA
10
Sit Investment Associates
Minnesota
$343K +$346K +17,223 New
Morgan Stanley
11
Morgan Stanley
New York
$277K +$4.67K +232 +2%
IWM
12
IHT Wealth Management
Illinois
$276K +$1.23K +61 +0.4%
LPL Financial
13
LPL Financial
California
$243K -$161 -8 -0.1%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$64K +$3.52K +175 +6%
Wells Fargo
15
Wells Fargo
California
$56K +$30.2K +1,500 +116%
Bank of America
16
Bank of America
North Carolina
$38K
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$33K
GWM
18
Geneos Wealth Management
Colorado
$29K
US Bancorp
19
US Bancorp
Minnesota
$3K
VCP
20
Verus Capital Partners
Arizona
$3K +$3.14K +156 New
PAM
21
Panagora Asset Management
Massachusetts
$2K -$3.48K -173 -58%
AG
22
Advisor Group
Arizona
$2K
QCIG
23
Quad-Cities Investment Group
Iowa
-$47K -2,335 Closed
Bessemer Group
24
Bessemer Group
New Jersey
-$41K -2,027 Closed
WT
25
Whittier Trust
California
-$20K -1,000 Closed