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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.43M +$161K +9,797 +8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.82M -$1.61M -97,951 -49%
Invesco
3
Invesco
Georgia
$1.6M +$415K +25,284 +39%
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$1.14M +$26.2K +1,600 +3%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$611K +$49.7K +3,027 +10%
HighTower Advisors
6
HighTower Advisors
Illinois
$488K +$66 +4 +0%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$382K +$7.86K +479 +2%
PGWM
8
Parisi Gray Wealth Management
New Jersey
$354K +$148K +9,000 +82%
Truist Financial
9
Truist Financial
North Carolina
$272K -$39.5K -2,408 -14%
KA
10
Kovack Advisors
Florida
$222K +$2.08K +127 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$217K -$838K -51,109 -81%
LPL Financial
12
LPL Financial
California
$207K -$22.6K -1,380 -11%
Morgan Stanley
13
Morgan Stanley
New York
$174K -$38.3K -2,337 -19%
Bank of America
14
Bank of America
North Carolina
$166K +$10.4K +634 +7%
Wells Fargo
15
Wells Fargo
California
$119K +$16.4K +1,000 +17%
FWM
16
FSA Wealth Management
Massachusetts
$74K +$63.6K +3,875 +1,292%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$58K +$820 +50 +2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$25K -$4.61K -281 -17%
PAG
19
Private Advisor Group
New Jersey
$21K +$19.7K +1,200 New
GWM
20
Geneos Wealth Management
Colorado
$15K -$17.5K -1,065 -54%
PAM
21
Panagora Asset Management
Massachusetts
$4K
US Bancorp
22
US Bancorp
Minnesota
$3K
LCM
23
Landscape Capital Management
New Jersey
-$536K -35,907 Closed
SIA
24
Sit Investment Associates
Minnesota
-$461K -30,837 Closed
CRC
25
Curi RMB Capital
Illinois
-$355K -23,759 Closed