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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
-$7.03M -339,098 Closed
UBS Group
2
UBS Group
Switzerland
-$3.33M -160,509 Closed
Osaic Holdings
3
Osaic Holdings
Arizona
-$2.33M -112,411 Closed
Invesco
4
Invesco
Georgia
-$1.91M -92,272 Closed
CCP
5
Clough Capital Partners
Massachusetts
-$834K -40,200 Closed
Baird Financial Group
6
Baird Financial Group
Wisconsin
-$796K -38,369 Closed
PGWM
7
Parisi Gray Wealth Management
New Jersey
-$539K -26,000 Closed
Bank of America
8
Bank of America
North Carolina
-$449K -21,673 Closed
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
-$446K -21,493 Closed
Morgan Stanley
10
Morgan Stanley
New York
-$429K -20,675 Closed
CL
11
CSS LLC
Illinois
-$425K -20,486 Closed
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
-$416K -20,082 Closed
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
-$414K -19,984 Closed
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
-$300K -14,512 Closed
VF
15
Virtu Financial
New York
-$265K -12,775 Closed
SWP
16
Stratos Wealth Partners
Ohio
-$240K -11,573 Closed
DC
17
Davenport & Co
Virginia
-$225K -10,847 Closed
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
-$221K -10,665 Closed
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
-$175K -8,447 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$166K -8,025 Closed
Wells Fargo
21
Wells Fargo
California
-$109K -5,235 Closed
CF
22
Centaurus Financial
California
-$104K -5,000 Closed
BFEC
23
Benjamin F. Edwards & Company
Missouri
-$44K -2,100 Closed
SAM
24
Strategic Asset Management
Minnesota
-$40K -1,858 Closed
GWM
25
Geneos Wealth Management
Colorado
-$31K -1,540 Closed