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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.92M +$97.3K +4,479 +3%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.27M -$2.19M -101,007 -50%
Bessemer Group
3
Bessemer Group
New Jersey
$2.07M
SPC
4
Sigma Planning Corp
Michigan
$1.04M +$56.4K +2,597 +6%
Invesco
5
Invesco
Georgia
$945K +$166K +7,642 +22%
BTS
6
BB&T Securities
Virginia
$936K -$336K -15,455 -27%
GC
7
Guggenheim Capital
Illinois
$796K
RJA
8
Raymond James & Associates
Florida
$756K +$12.5K +577 +2%
HighTower Advisors
9
HighTower Advisors
Illinois
$437K -$43.4K -2,000 -9%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$317K +$309K +14,246 New
Bank of America
11
Bank of America
North Carolina
$278K +$30.5K +1,404 +13%
Stifel Financial
12
Stifel Financial
Missouri
$226K -$86.5K -3,980 -28%
Morgan Stanley
13
Morgan Stanley
New York
$128K +$19.4K +895 +18%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$114K -$21.1K -971 -16%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$64K +$52.1K +2,400 +474%
MFS
16
MSI Financial Services
Massachusetts
$31K
ECM
17
Estabrook Capital Management
New York
$23.2K
Citigroup
18
Citigroup
New York
$14K
TRCT
19
Tower Research Capital (TRC)
New York
$11K
Wells Fargo
20
Wells Fargo
California
$6K -$4.04K -186 -43%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K +$5.43K +250 New