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First Trust Utilities AlphaDEX Fund

103 hedge funds and large institutions have $146M invested in First Trust Utilities AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 24 increasing their positions, 40 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

4% more funds holding

Funds holding: 99103 (+4)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

15.05% less ownership

Funds ownership: 79.9%64.85% (-15%)

25% less capital invested

Capital invested by funds: $195M → $146M (-$48.6M)

40% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 40

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
24
Reduced
40
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
51
SignalPoint Asset Management
Missouri
$298K -$401 -13 -0.1%
WAP
52
Wealthcare Advisory Partners
Pennsylvania
$297K
GCP
53
GSA Capital Partners
United Kingdom
$289K +$275K +8,900 New
PFS
54
Prospera Financial Services
Texas
$285K -$7.1K -230 -3%
NS
55
NBC Securities
Alabama
$277K -$3.27K -106 -1%
BTWM
56
Brass Tax Wealth Management
Ohio
$277K +$263K +8,529 New
Brown Advisory
57
Brown Advisory
Maryland
$277K +$263K +8,521 New
SPWM
58
Schrum Private Wealth Management
Florida
$273K +$22.9K +743 +10%
Goldman Sachs
59
Goldman Sachs
New York
$261K +$248K +8,042 New
SWM
60
Spire Wealth Management
Virginia
$258K
MC
61
Moors & Cabot
Massachusetts
$256K +$6.17K +200 +3%
Envestnet Portfolio Solutions
62
Envestnet Portfolio Solutions
Illinois
$253K +$240K +7,788 New
TRCT
63
Tower Research Capital (TRC)
New York
$251K +$67.6K +2,191 +40%
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$245K +$895 +29 +0.4%
RFA
65
ROI Financial Advisors
Oregon
$237K +$3.18K +103 +1%
PA
66
PSI Advisors
Florida
$228K -$6.51K -211 -3%
JWCA
67
J.W. Cole Advisors
Florida
$226K +$215K +6,951 New
IA
68
IFP Advisors
Florida
$225K -$14.4K -466 -6%
WE
69
Wealth Effects
Massachusetts
$224K -$6.17K -200 -3%
Comerica Bank
70
Comerica Bank
Texas
$223K
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$221K +$210K +6,816 New
CWP
72
Core Wealth Partners
California
$218K +$208K +6,730 New
EWM
73
EPG Wealth Management
Georgia
$164K +$648 +21 +0.4%
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$154K -$2.56K -83 -2%
MCM
75
Manchester Capital Management
Vermont
$129K

FXU Hedge Fund Activity: Q1 2024 in Review

103 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2024, worth a combined $146M — down 25% from $195M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXU positions and 9 closed out — a net gain of 8 holders — while 24 added to existing stakes and 40 trimmed.

The largest buyer was Truist Financial, adding an estimated $1.91M. The largest seller was Morgan Stanley, cutting an estimated $47.5M.

  • 103 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2024, up from 99 in Q4 2023.
  • Funds reported $146M of First Trust Utilities AlphaDEX Fund stock for Q1 2024, down 25% quarter-over-quarter.
  • 17 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2024 and 9 closed out, a net change of +8 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2024 was Truist Financial, an estimated $1.91M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $47.5M sold.

Based on aggregated 13F filings for Q1 2024.