NBC Securities’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

NBC Securities’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$171K	Sell	3,464 -290	-8%	-$14.2K	0.01%	902
2026 Q1	$186K	Buy	3,754 +3	+0.1%	+$144	0.01%	861
2025 Q4	$169K	Buy	3,751 +205	+6%	+$9.45K	0.01%	895
2025 Q3	$161K	Buy	3,546 +7	+0.2%	+$308	0.01%	918
2025 Q2	$149K	Sell	3,539 -60	-2%	-$2.49K	0.01%	928
2025 Q1	$147K	Buy	3,599 +3,592	+51,314%	+$142K	0.01%	878
2024 Q4	$273	Sell	7 -7,612	-100%	-$295K	0.03%	647
2024 Q3	$293K	Sell	7,619 -218	-3%	-$7.73K	0.02%	656
2024 Q2	$259K	Sell	7,837 -698	-8%	-$23.3K	0.02%	667
2024 Q1	$277K	Sell	8,535 -106	-1%	-$3.27K	0.03%	628
2023 Q4	$273K	Sell	8,641 -137	-2%	-$4.08K	0.03%	622
2023 Q3	$250K	Buy	+8,778	New	+$274K	0.03%	612

Other funds holding FXU

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

NBC Securities's FXU Position: Q2 2026 in Review

NBC Securities reduced its First Trust Utilities AlphaDEX Fund (FXU) stake by 7.7% in Q2 2026, selling an estimated $14.2K and leaving 3,464 shares worth $171K. The position accounts for 0.01% of the portfolio, ranked #902.

NBC Securities first reported a position in FXU in Q3 2023 and has held it in 12 quarters since. The position peaked at $293K in Q3 2024. 198 funds tracked by Wall St. Rank hold FXU as of Q2 2026.

NBC Securities held 3,464 shares of First Trust Utilities AlphaDEX Fund worth $171K as of Q2 2026.
NBC Securities sold 290 First Trust Utilities AlphaDEX Fund shares in Q2 2026, an estimated $14.2K.
First Trust Utilities AlphaDEX Fund made up 0.01% of NBC Securities's portfolio in Q2 2026, its #902 holding.
NBC Securities first reported a position in First Trust Utilities AlphaDEX Fund in Q3 2023 and has held it in 12 quarters since.
NBC Securities's First Trust Utilities AlphaDEX Fund position peaked at $293K in Q3 2024.
198 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.