D.E. Shaw & Co’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

D.E. Shaw & Co’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$810K	Buy	+16,417	New	+$803K	﹤0.01%	3895
2026 Q1	–	Sell	-5,811	Closed	-$262K	–	4715
2025 Q4	$262K	Buy	+5,811	New	+$268K	﹤0.01%	4217
2025 Q3	–	Sell	-7,739	Closed	-$328K	–	4693
2025 Q2	$328K	Sell	7,739 -1,888	-20%	-$78.4K	﹤0.01%	3825
2025 Q1	$395K	Sell	9,627 -4,779	-33%	-$189K	﹤0.01%	3625
2024 Q4	$545K	Buy	+14,406	New	+$558K	﹤0.01%	3569
2024 Q3	–	Sell	-13,954	Closed	-$461K	–	4656
2024 Q2	$461K	Buy	13,954 +7,138	+105%	+$238K	﹤0.01%	3670
2024 Q1	$221K	Buy	+6,816	New	+$210K	﹤0.01%	3887

Other funds holding FXU

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

D.E. Shaw & Co's FXU Position: Q2 2026 in Review

D.E. Shaw & Co opened a new position in First Trust Utilities AlphaDEX Fund (FXU) in Q2 2026: 16,417 shares worth $810K. The stake represents ﹤0.01% of the portfolio and ranks #3895 among its holdings. This is a return to the name: D.E. Shaw & Co previously reported a position in FXU as recently as Q4 2025.

D.E. Shaw & Co first reported a position in FXU in Q1 2024 and has held it in 7 quarters since. 197 funds tracked by Wall St. Rank hold FXU as of Q2 2026.

D.E. Shaw & Co held 16,417 shares of First Trust Utilities AlphaDEX Fund worth $810K as of Q2 2026.
First Trust Utilities AlphaDEX Fund was a new D.E. Shaw & Co position in Q2 2026.
First Trust Utilities AlphaDEX Fund made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q2 2026, its #3895 holding.
D.E. Shaw & Co first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2024 and has held it in 7 quarters since.
197 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.