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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

72 hedge funds and large institutions have $169M invested in First Trust Utilities AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-14
Holders Change %
-16.28%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
24
Reduced
21
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$32.4M
2
UBS Group
2
UBS Group
Switzerland
$10.1M
3
Wells Fargo
3
Wells Fargo
California
$16.6M
4
Stifel Financial
4
Stifel Financial
Missouri
$6.59M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$5.95M

Top Sellers

1
SS
1
Simplicity Solutions
Minnesota
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
TRCT
3
Tower Research Capital (TRC)
New York
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
NC
51
NewSquare Capital
Pennsylvania
$22K +$1.43K +55 +7%
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$19K – – –
BWA
53
Burt Wealth Advisors
Maryland
$19K – – –
TFS
54
TrustCore Financial Services
Tennessee
$19K +$19K +720 New
TFA
55
Transamerica Financial Advisors
Florida
$18K -$83 -3 -0.5%
William Blair & Company
56
William Blair & Company
Illinois
$15K +$105 +4 +0.7%
ASN
57
Advisory Services Network
Georgia
$14K -$64.3K -2,447 -82%
AWA
58
Acorn Wealth Advisors
Michigan
$11K – – –
APA
59
American Portfolios Advisors
New York
$9.61K – – –
AWMS
60
Advocacy Wealth Management Services
Georgia
$9K – – –
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$8K +$1.83K +74 +30%
HI
62
Hudock Inc
Pennsylvania
$7K – – –
RFC
63
Regions Financial Corp
Alabama
$7K – – –
BRC
64
Bell Rock Capital
Delaware
$7K +$27 +1 +0.4%
TIM
65
Tortoise Investment Management
New York
$6K – – –
VFA
66
Valeo Financial Advisors
Indiana
$5K – – –
GWM
67
Geneos Wealth Management
Colorado
$5K – – –
MWM
68
MinichMacGregor Wealth Management
New York
$5K +$49 +2 +1%
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K – – –
NA
70
NewEdge Advisors
Louisiana
$312 -$322 -12,247 -51%
SS
71
Simplicity Solutions
Minnesota
– -$1.79M -70,643 Closed
Goldman Sachs
72
Goldman Sachs
New York
– -$1.27M -50,068 Closed
TRCT
73
Tower Research Capital (TRC)
New York
– -$1.06M -41,723 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
– -$870K -34,318 Closed
VF
75
Virtu Financial
New York
– -$346K -13,637 Closed
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