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First Trust Utilities AlphaDEX Fund

72 hedge funds and large institutions have $169M invested in First Trust Utilities AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $123M → $169M (+$46.4M)

14% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 21

7.75% more ownership

Funds ownership: 58.28%66.03% (+7.8%)

16% less funds holding

Funds holding: 8672 (-14)

65% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 20

Holders
72
Holders Change
-14
Holders Change %
-16.28%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
24
Reduced
21
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NC
51
NewSquare Capital
Pennsylvania
$22K +$1.41K +55 +7%
BWA
52
Burt Wealth Advisors
Maryland
$19K
JP Morgan Chase
53
JP Morgan Chase
New York
$19K
TFS
54
TrustCore Financial Services
Tennessee
$19K +$18.4K +720 New
TFA
55
Transamerica Financial Advisors
Florida
$18K -$77 -3 -0.5%
William Blair & Company
56
William Blair & Company
Illinois
$15K +$102 +4 +0.7%
ASN
57
Advisory Services Network
Georgia
$14K -$62.6K -2,447 -82%
AWA
58
Acorn Wealth Advisors
Michigan
$11K
APA
59
American Portfolios Advisors
New York
$9.61K
AWMS
60
Advocacy Wealth Management Services
Georgia
$9K
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$8K +$1.89K +74 +30%
HI
62
Hudock Inc
Pennsylvania
$7K
RFC
63
Regions Financial Corp
Alabama
$7K
BRC
64
Bell Rock Capital
Delaware
$7K +$26 +1 +0.4%
TIM
65
Tortoise Investment Management
New York
$6K
GWM
66
Geneos Wealth Management
Colorado
$5K
VFA
67
Valeo Financial Advisors
Indiana
$5K
MWM
68
MinichMacGregor Wealth Management
New York
$5K +$51 +2 +1%
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K
NA
70
NewEdge Advisors
Louisiana
$312 -$314K -12,247 -51%
SS
71
Simplicity Solutions
Minnesota
-$1.79M -70,643 Closed
Goldman Sachs
72
Goldman Sachs
New York
-$1.27M -50,068 Closed
TRCT
73
Tower Research Capital (TRC)
New York
-$1.06M -41,723 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
-$870K -34,318 Closed
VF
75
Virtu Financial
New York
-$346K -13,637 Closed

FXU Hedge Fund Activity: Q2 2018 in Review

72 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2018, worth a combined $169M — up 38% from $123M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXU and 7 opened new positions — a net loss of 13 holders — while 21 trimmed existing stakes and 24 added.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Simplicity Solutions, exiting entirely with an estimated $1.79M sold.

  • 72 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2018, down from 86 in Q1 2018.
  • Funds reported $169M of First Trust Utilities AlphaDEX Fund stock for Q2 2018, up 38% quarter-over-quarter.
  • 7 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2018 and 20 closed out, a net change of -13 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2018 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2018 was Simplicity Solutions, an estimated $1.79M sold.

Based on aggregated 13F filings for Q2 2018.