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First Trust Utilities AlphaDEX Fund

86 hedge funds and large institutions have $123M invested in First Trust Utilities AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 9 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

12% more funds holding

Funds holding: 7786 (+9)

1.95% less ownership

Funds ownership: 60.23%58.28% (-2%)

29% less capital invested

Capital invested by funds: $172M → $123M (-$49.7M)

78% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 40

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
9
Reduced
40
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
51
SeaCrest Wealth Management
New York
$66K -$37K -1,477 -36%
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$63K
WTC
53
WhitTier Trust Company
Nevada
$63K +$62.7K +2,500 New
PFBT
54
Parkside Financial Bank & Trust
Missouri
$43K
AF
55
Advisornet Financial
Minnesota
$36K
RCAG
56
Rehmann Capital Advisory Group
Michigan
$31K +$31K +1,237 New
AP
57
Atwood & Palmer
Missouri
$30K -$1.57M -62,580 -98%
WEC
58
Winslow Evans & Crocker
Massachusetts
$24.1K
SEI Investments
59
SEI Investments
Pennsylvania
$23K
NC
60
NewSquare Capital
Pennsylvania
$20K
BWA
61
Burt Wealth Advisors
Maryland
$18K
JP Morgan Chase
62
JP Morgan Chase
New York
$18K +$18.2K +727 New
TFA
63
Transamerica Financial Advisors
Florida
$17K -$7.85K -313 -32%
William Blair & Company
64
William Blair & Company
Illinois
$14K +$14.2K +565 New
BFEC
65
Benjamin F. Edwards & Company
Missouri
$13K -$3.87M -154,256 -100%
RPG
66
Risk Paradigm Group
Texas
$12K -$4.34K -173 -27%
AWA
67
Acorn Wealth Advisors
Michigan
$11K
APA
68
American Portfolios Advisors
New York
$9.31K
AWMS
69
Advocacy Wealth Management Services
Georgia
$9K
BCWM
70
Bartlett & Co Wealth Management
Ohio
$8.17K +$8.07K +322 New
FCMT
71
Founders Capital Management (Texas)
Texas
$8K
BC
72
Bartlett & Co
Ohio
$8K +$8.07K +322 New
HI
73
Hudock Inc
Pennsylvania
$6K
RFC
74
Regions Financial Corp
Alabama
$6K
TIM
75
Tortoise Investment Management
New York
$6K

FXU Hedge Fund Activity: Q1 2018 in Review

86 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2018, worth a combined $123M — down 29% from $172M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXU positions and 6 closed out — a net gain of 11 holders — while 9 added to existing stakes and 40 trimmed.

The largest buyer was Simplicity Solutions, opening a new position worth an estimated $1.77M. The largest seller was Morgan Stanley, cutting an estimated $20.7M.

  • 86 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2018, up from 77 in Q4 2017.
  • Funds reported $123M of First Trust Utilities AlphaDEX Fund stock for Q1 2018, down 29% quarter-over-quarter.
  • 17 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2018 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2018 was Simplicity Solutions, an estimated $1.77M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2018.