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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

105 hedge funds and large institutions have $1.06B invested in First Trust Utilities AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
-3
Holders Change %
-2.78%
% of All Funds
2.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
15
Increased
36
Reduced
36
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TC
1
Trilogy Capital
California
$10.7M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$27.4M
3
Bank of America
3
Bank of America
North Carolina
$42.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$114M
5
AW
5
ACG Wealth
Georgia
$3.79M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$549M
2
RIG
2
RiverFront Investment Group
Virginia
$0
3
HighTower Advisors
3
HighTower Advisors
Illinois
$4.15M
4
UBS Group
4
UBS Group
Switzerland
$24.4M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$3.89M +$618K +20,851 +19%
AW
27
ACG Wealth
Georgia
$3.79M +$3.79M +127,967 New
VCM
28
Virtue Capital Management
Tennessee
$3.72M +$2.28M +76,815 +158%
BTS
29
BB&T Securities
Virginia
$3.63M -$2.03M -68,318 -36%
GA
30
Gateway Advisory
New Jersey
$3.39M -$3.46M -116,789 -51%
MML Investors Services
31
MML Investors Services
Massachusetts
$3.18M -$925K -31,214 -23%
MWM
32
MinichMacGregor Wealth Management
New York
$2.83M +$255K +8,607 +10%
PFS
33
Prospera Financial Services
Texas
$2.78M -$149K -5,031 -5%
AWM
34
AE Wealth Management
Kansas
$2.27M +$2.01M +67,860 +788%
SS
35
Simplicity Solutions
Minnesota
$2.24M +$2.24M +75,376 New
SPC
36
Sigma Planning Corp
Michigan
$2.11M +$2.11M +71,126 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$2.01M +$269K +9,084 +16%
AG
38
Advisor Group
Arizona
$2M +$29.5K +993 +1%
DWA
39
Dorsey Wright & Associates
California
$1.55M -$413K -13,922 -21%
JPMorgan Chase & Co
40
JPMorgan Chase & Co
New York
$1.54M +$3.65K +123 +0.2%
AA
41
Advisory Alpha
Michigan
$1.29M +$74K +2,558 +6%
Millennium Management
42
Millennium Management
New York
$1.28M +$1.28M +43,170 New
TRCT
43
Tower Research Capital (TRC)
New York
$1.27M +$86.8K +2,927 +7%
IAA
44
Independent Advisor Alliance
North Carolina
$1.13M +$29 +1 +0%
Goldman Sachs
45
Goldman Sachs
New York
$1.08M – – –
DBRC
46
D.B. Root & Company
Pennsylvania
$1.04M +$543K +18,311 +109%
CAN
47
Claraphi Advisory Network
United States
$1.02M -$8.07K -272 -0.8%
MOS
48
MGO One Seven
Ohio
$918K -$39.3K -1,324 -4%
CAN
49
Cetera Advisor Networks
California
$749K +$30.3K +1,022 +4%
CWM
50
Cornerstone Wealth Management
Missouri
$741K +$475K +16,030 +179%
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