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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

76 hedge funds and large institutions have $206M invested in First Trust Utilities AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
+4
Holders Change %
+5.56%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
25
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$50.7M
2
Wells Fargo
2
Wells Fargo
California
$23.9M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.36M
4
VF
4
Virtu Financial
New York
$3.62M
5
WP
5
WealthSource Partners
California
$2.63M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$4.8M
2
LPL Financial
2
LPL Financial
California
$3.71M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$313K
4
RJA
4
Raymond James & Associates
Florida
$16.7M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$447K
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$447K -$1.13M -41,050 -72%
IA
27
IFP Advisors
Florida
$444K -$2.4K -87 -0.5%
SPIA
28
Steward Partners Investment Advisory
New York
$442K +$20.7K +752 +5%
HFS
29
HL Financial Services
Kentucky
$435K -$143K -5,181 -25%
BA
30
Ballew Advisors
Mississippi
$422K +$7.45K +273 +2%
LFG
31
LifePlan Financial Group
Ohio
$370K – – –
CIAS
32
Capital Investment Advisory Services
North Carolina
$341K -$9.09K -330 -3%
NA
33
NewEdge Advisors
Louisiana
$332K +$5.15K +187 +2%
ACI
34
Alpha Cubed Investments
California
$330K +$330K +11,629 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$320K +$320K +11,614 New
PAG
36
Private Advisor Group
New Jersey
$318K +$318K +11,524 New
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$313K -$1.38M -50,044 -81%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$308K +$10.3K +373 +3%
AG
39
Advisor Group
Arizona
$299K +$56.4K +2,044 +23%
TSS
40
Two Sigma Securities
New York
$285K +$285K +10,348 New
FAIM
41
Financial Advocates Investment Management
Washington
$216K -$109K -3,958 -34%
CAN
42
Cetera Advisor Networks
California
$215K -$39.1K -1,416 -15%
RIA
43
Regal Investment Advisors
Michigan
$213K -$133K -4,828 -38%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$206K -$12.6K -457 -6%
SWP
45
Stratos Wealth Partners
Ohio
$205K +$205K +7,438 New
AP
46
Advisors Preferred
Maryland
$186K +$186K +6,747 New
Citigroup
47
Citigroup
New York
$128K +$11.5K +416 +10%
JPMorgan Chase & Co
48
JPMorgan Chase & Co
New York
$84K +$64K +2,324 +320%
SWM
49
SeaCrest Wealth Management
New York
$72K – – –
WTC
50
WhitTier Trust Company
Nevada
$69K – – –
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2
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