We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

104 hedge funds and large institutions have $1.17B invested in First Trust Utilities AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 37 increasing their positions, 45 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.46% more ownership

Funds ownership: 81.59%86.04% (+4.5%)

1% more capital invested

Capital invested by funds: $1.16B → $1.17B (+$15.4M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 107104 (-3)

18% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 45

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
104
Holders Change
-3
Holders Change %
-2.8%
% of All Funds
2.59%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
7
Increased
37
Reduced
45
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$3.6M +$357K +12,938 +11%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$3.55M +$81K +2,935 +2%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$3.47M +$2.13M +77,169 +153%
SAM
29
SignalPoint Asset Management
Missouri
$3.08M -$7.32K -265 -0.2%
Jane Street
30
Jane Street
New York
$2.96M +$2M +72,327 +197%
EWA
31
EP Wealth Advisors
California
$2.95M +$3M +108,705 New
AIM
32
Astor Investment Management
Illinois
$2.5M -$228K -8,258 -8%
GA
33
Gateway Advisory
New Jersey
$2.48M +$287K +10,403 +13%
BFA
34
Beaumont Financial Advisors
Massachusetts
$2.44M -$190K -6,881 -7%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$1.89M +$514K +18,609 +36%
AP
36
Atwood & Palmer
Missouri
$1.78M +$87.1K +3,155 +5%
DWA
37
Dorsey Wright & Associates
California
$1.66M -$9.33K -338 -0.6%
SG Americas Securities
38
SG Americas Securities
New York
$1.57M +$972K +35,199 +155%
Citadel Advisors
39
Citadel Advisors
Florida
$1.29M +$1.31M +47,623 New
AG
40
Advisor Group
Arizona
$1.26M +$91.2K +3,303 +8%
SFI
41
SPC Financial Inc
Maryland
$1.23M +$35.3K +1,278 +3%
CS
42
Credit Suisse
Switzerland
$1.22M +$615K +22,287 +98%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$1.14M +$58.7K +2,125 +5%
MWM
44
MinichMacGregor Wealth Management
New York
$1.12M -$31.3K -1,133 -3%
JP Morgan Chase
45
JP Morgan Chase
New York
$1.01M +$7.7K +279 +0.8%
TRCT
46
Tower Research Capital (TRC)
New York
$953K +$118K +4,264 +14%
GS
47
Girard Securities
California
$927K -$9.14K -331 -1%
UCFA
48
United Capital Financial Advisors
Texas
$873K -$123K -4,470 -12%
PFS
49
Prospera Financial Services
Texas
$859K +$120K +4,345 +16%
PAG
50
Private Advisor Group
New Jersey
$850K -$45.9K -1,664 -5%

FXU Hedge Fund Activity: Q2 2017 in Review

104 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2017, worth a combined $1.17B — up 1.3% from $1.16B a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FXU and 7 opened new positions — a net loss of 3 holders — while 45 trimmed existing stakes and 37 added.

The largest buyer was MML Investors Services, opening a new position worth an estimated $35.1M. The largest seller was First Trust Advisors, cutting an estimated $31.2M.

  • 104 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2017, down from 107 in Q1 2017.
  • Funds reported $1.17B of First Trust Utilities AlphaDEX Fund stock for Q2 2017, up 1.3% quarter-over-quarter.
  • 7 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2017 and 10 closed out, a net change of -3 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2017 was MML Investors Services, an estimated $35.1M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2017 was First Trust Advisors, an estimated $31.2M sold.

Based on aggregated 13F filings for Q2 2017.