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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MAS
51
Madden Advisory Services
Florida
$83K
BFEC
52
Benjamin F. Edwards & Company
Missouri
$74K +$31.1K +1,106 +63%
NES
53
New England Securities
New York
$71K -$958K -34,096 -93%
WA
54
WFG Advisors
Texas
$27K -$197 -7 -0.7%
PAG
55
Private Advisor Group
New Jersey
$26K -$696K -24,780 -96%
Creative Planning
56
Creative Planning
Kansas
$26K +$28.1K +1,000 New
MFS
57
MSI Financial Services
Massachusetts
$18K
NFG
58
Next Financial Group
Texas
$14K +$15.3K +545 New
SCA
59
Strategic Capital Alternatives
United States
$12K +$12.9K +459 New
Thrivent Financial for Lutherans
60
Thrivent Financial for Lutherans
Minnesota
$12K +$14.1K +500 New
FAM
61
Formidable Asset Management
Ohio
$4K
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$3K +$2.81K +100 New
HR
63
Howe & Rusling
New York
$2K
PPA
64
Parametric Portfolio Associates
Washington
-$30.2M -1,031,298 Closed
BFA
65
Beaumont Financial Advisors
Massachusetts
-$22.8M -779,255 Closed
NA
66
Navellier & Associates
Nevada
-$1.32M -44,916 Closed
OC
67
Oppenheimer & Co
New York
-$1.07M -36,570 Closed
AP
68
Advisors Preferred
Maryland
-$703K -23,982 Closed
VFS
69
VSR Financial Services
Kansas
-$703K -23,979 Closed
FA
70
FDx Advisors
Illinois
-$531K -18,123 Closed
BRWA
71
B. Riley Wealth Advisors
Florida
-$75.3K -2,570 Closed
US Bancorp
72
US Bancorp
Minnesota
-$41K -1,391 Closed
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
-$17K -577 Closed
BC
74
Bartlett & Co
Ohio
-$17K -570 Closed