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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CL
26
Choreo LLC
Illinois
$3.44M -$2.1K -134 -0.1%
SAM
27
Shamrock Asset Management
Texas
$3.34M +$3.18M +202,508 New
AG
28
Advisor Group
Arizona
$3.22M -$333K -21,197 -10%
HighTower Advisors
29
HighTower Advisors
Illinois
$3.2M +$3.05M +194,037 New
BTS
30
BB&T Securities
Virginia
$3.15M
Millennium Management
31
Millennium Management
New York
$3.13M +$2.98M +189,700 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$2.31M +$20.2K +1,283 +0.9%
AIM
33
Astor Investment Management
Illinois
$2.17M +$2.07M +131,663 New
DADC
34
D.A. Davidson & Co
Montana
$1.73M +$1.6M +101,555 +2,911%
AP
35
Atwood & Palmer
Missouri
$1.64M -$74.5K -4,740 -5%
Goldman Sachs
36
Goldman Sachs
New York
$1.61M +$954K +60,704 +165%
IH
37
IFC Holdings
Florida
$1.53M +$54K +3,436 +4%
JP Morgan Chase
38
JP Morgan Chase
New York
$1.53M -$4.07K -259 -0.3%
SI
39
Stephens Inc
Arkansas
$1.27M +$760K +48,372 +170%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$1.26M -$109K -6,934 -8%
SFI
41
SPC Financial Inc
Maryland
$1.22M +$6.61K +421 +0.6%
PAG
42
Private Advisor Group
New Jersey
$1.21M +$54.1K +3,444 +5%
MWM
43
MinichMacGregor Wealth Management
New York
$1.2M +$125K +7,963 +12%
UCFA
44
United Capital Financial Advisors
Texas
$1.15M -$781K -49,705 -42%
RIA
45
Regal Investment Advisors
Michigan
$1.08M -$354K -22,535 -26%
SPC
46
Sigma Planning Corp
Michigan
$1.04M -$2.72K -173 -0.3%
HCIA
47
Hochman Cole Investment Advisors
Illinois
$974K -$24.3K -1,545 -3%
VKH
48
Virtu KCG Holdings
New York
$955K +$241K +15,357 +36%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$907K +$12.2K +777 +1%
LFAS
50
Level Four Advisory Services
Texas
$901K +$858K +54,600 New