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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
JG
26
Jefferies Group
New York
$809K +$880K +31,300 New
VAM
27
Visionary Asset Management
Texas
$753K +$818K +29,121 New
BRWM
28
B. Riley Wealth Management
Tennessee
$727K -$1.03M -36,475 -56%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$675K -$5.74M -204,157 -89%
Citadel Advisors
30
Citadel Advisors
Florida
$658K +$715K +25,433 New
SI
31
Stephens Inc
Arkansas
$647K +$494K +17,559 +236%
PI
32
Placemark Investments
Illinois
$621K -$8.68M -308,723 -93%
AIG
33
American International Group
New York
$612K +$264K +9,397 +66%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$574K -$270K -9,598 -30%
Ameriprise
35
Ameriprise
Minnesota
$569K +$25.2K +896 +4%
FSIM
36
F-Squared Investment Management
Massachusetts
$476K -$212M -7,549,619 -100%
CS
37
Comerica Securities
Michigan
$453K +$216K +7,675 +78%
BTS
38
BB&T Securities
Virginia
$371K -$3.82M -135,842 -90%
CAN
39
Cetera Advisor Networks
California
$369K +$17K +605 +4%
ICOA
40
Investment Centers of America
North Dakota
$337K +$108K +3,845 +42%
IH
41
IFC Holdings
Florida
$292K +$9.42K +335 +3%
PFS
42
Prospera Financial Services
Texas
$283K -$70.7K -2,514 -19%
FIM
43
Freedom Investment Management
Connecticut
$279K +$31.6K +1,124 +12%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$259K -$21.1K -749 -7%
Millennium Management
45
Millennium Management
New York
$240K -$10.6K -376 -4%
WEC
46
Winslow Evans & Crocker
Massachusetts
$124K +$1.97K +70 +1%
DADC
47
D.A. Davidson & Co
Montana
$118K +$58.9K +2,095 +84%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$113K +$18.4K +655 +18%
Citigroup
49
Citigroup
New York
$95K +$52K +1,849 +102%
IPC
50
Independent Portfolio Consultants
Florida
$91K +$99.2K +3,530 New
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