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First Trust Technology AlphaDEX Fund
FXL

105 hedge funds and large institutions have $399M invested in First Trust Technology AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 33 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

10% more capital invested

Capital invested by funds: $363M → $399M (+$35.8M)

9% more funds holding

Funds holding: 96 → 105 (+9)

1.51% less ownership

Funds ownership: 60.56% → 59.05% (-1.5%)

18% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 40

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
2.62%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
15
Increased
33
Reduced
40
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HA
Hays Advisory
Tennessee
+$7.46M
2
NA
Navellier & Associates
Nevada
+$5.18M
3
UBS Group
UBS Group
Switzerland
+$4.38M
4
Wells Fargo
Wells Fargo
California
+$4.22M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$4.06M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$9.42M
2
Bank of America
Bank of America
North Carolina
-$2.45M
3
Millennium Management
Millennium Management
New York
-$2.07M
4
HFS
HL Financial Services
Kentucky
-$1.94M
5
AIM
Astor Investment Management
Illinois
-$1.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CI
76
Cavalier Investments
Georgia
$228K – – –
GLA
77
Good Life Advisors
Pennsylvania
$227K -$5K -115 -2%
Citigroup
78
Citigroup
New York
$202K +$34.9K +803 +21%
WA
79
WFG Advisors
Texas
$150K -$11.4K -263 -7%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$149K -$14.4K -330 -9%
Creative Planning
81
Creative Planning
Kansas
$82K -$527K -12,120 -87%
NA
82
NewEdge Advisors
Louisiana
$81.7K +$80.4K +1,847 New
ASN
83
Advisory Services Network
Georgia
$64K -$3.31K -76 -5%
Manulife (Manufacturers Life Insurance)
84
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$59K – – –
RFWA
85
RPg Family Wealth Advisory
Massachusetts
$56.1K -$26.7K -614 -32%
GRP
86
Global Retirement Partners
California
$50K +$12.8K +293 +34%
CFA
87
Carroll Financial Associates
North Carolina
$43K – – –
GWM
88
Geneos Wealth Management
Colorado
$36K -$7.4K -170 -17%
WIM
89
Westside Investment Management
California
$29.8K – – –
FANJ
90
Financial Architects (New Jersey)
New Jersey
$25K – – –
RFM
91
Royal Fund Management
Florida
$25K – – –
AP
92
Advisors Preferred
Maryland
$25K +$2.87K +66 +13%
NFG
93
Next Financial Group
Texas
$19K -$8.44K -194 -30%
HNB
94
Huntington National Bank
Ohio
$15K – – –
AA
95
AlphaMark Advisors
Kentucky
$14K – – –
WTB
96
Washington Trust Bank
Washington
$14K – – –
BWM
97
Baystate Wealth Management
Massachusetts
$12K +$44 +1 +0.4%
ACM
98
Aviance Capital Management
Florida
$12K +$11.6K +266 New
IPC
99
Independent Portfolio Consultants
Florida
$12K +$11.8K +270 New
GEA
100
Glen Eagle Advisors
New Jersey
$10.4K – – –
1 2 3
4
5

FXL Hedge Fund Activity: Q2 2017 in Review

105 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q2 2017, worth a combined $399M — up 9.9% from $363M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXL positions and 6 closed out — a net gain of 9 holders — while 33 added to existing stakes and 40 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $7.46M. The largest seller was United Capital Financial Advisors, cutting an estimated $9.42M.

  • 105 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q2 2017, up from 96 in Q1 2017.
  • Funds reported $399M of First Trust Technology AlphaDEX Fund stock for Q2 2017, up 9.9% quarter-over-quarter.
  • 15 funds opened new First Trust Technology AlphaDEX Fund positions in Q2 2017 and 6 closed out, a net change of +9 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q2 2017 was Hays Advisory, an estimated $7.46M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q2 2017 was United Capital Financial Advisors, an estimated $9.42M sold.

Based on aggregated 13F filings for Q2 2017.