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First Trust Technology AlphaDEX Fund
FXL

223 hedge funds and large institutions have $898M invested in First Trust Technology AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 61 increasing their positions, 70 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 14

38% more capital invested

Capital invested by funds: $651M → $898M (+$247M)

14% more funds holding in top 10

Funds holding in top 10: 7 → 8 (+1)

10.87% more ownership

Funds ownership: 56.48% → 67.35% (+11%)

8% more funds holding

Funds holding: 207 → 223 (+16)

13% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 70

Holders
223
Holders Change
+16
Holders Change %
+7.73%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.12%
New
31
Increased
61
Reduced
70
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$108M
2
RJA
Raymond James & Associates
Florida
+$11.2M
3
Truist Financial
Truist Financial
North Carolina
+$6.37M
4
LPL Financial
LPL Financial
California
+$5.77M
5
NA
Navellier & Associates
Nevada
+$3.67M

Top Sellers

1
VWM
Valley Wealth Managers
New Jersey
-$5.48M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.43M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.16M
4
UBS Group
UBS Group
Switzerland
-$4.85M
5
VCM
Virtue Capital Management
Tennessee
-$3.91M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
51
CoreCap Advisors
Michigan
$2.03M +$2.33K +20 +0.1%
AAS
52
Avantax Advisory Services
Texas
$1.95M +$1.52M +13,052 +598%
KAS
53
Kestra Advisory Services
Texas
$1.91M +$470K +4,033 +37%
PPWM
54
Paragon Private Wealth Management
Kentucky
$1.88M +$17.2K +148 +1%
PAG
55
Private Advisor Group
New Jersey
$1.88M +$169K +1,455 +11%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$1.83M +$188K +1,617 +13%
HighTower Advisors
57
HighTower Advisors
Illinois
$1.8M +$35.4K +304 +2%
SAM
58
SignalPoint Asset Management
Missouri
$1.78M -$1.75K -15 -0.1%
AWA
59
Arkadios Wealth Advisors
Georgia
$1.61M +$3.49K +30 +0.2%
TSW
60
Three Seasons Wealth
Utah
$1.55M -$2.21K -19 -0.2%
NPFS
61
Novak & Powell Financial Services
Florida
$1.48M +$1.34M +11,544 New
PFA
62
Plotkin Financial Advisors
Maryland
$1.42M -$6.05K -52 -0.5%
AFP
63
Ausdal Financial Partners
Iowa
$1.38M +$11.3K +97 +0.9%
HI
64
Harbour Investments
Wisconsin
$1.36M -$74.7K -642 -6%
KeyBank National Association
65
KeyBank National Association
Ohio
$1.36M – – –
AAP
66
Arax Advisory Partners
Colorado
$1.33M +$1.28K +11 +0.1%
CAN
67
Cetera Advisor Networks
California
$1.26M -$58.9K -506 -5%
CCFM
68
Clear Creek Financial Management
Washington
$1.22M -$87.8K -754 -7%
IA
69
IFP Advisors
Florida
$1.16M -$97.7K -839 -8%
AWS
70
Atria Wealth Solutions
New York
$1.13M +$10.7K +92 +1%
TA
71
TFG Advisers
Michigan
$1.07M +$13.9K +119 +1%
BRWA
72
B. Riley Wealth Advisors
Florida
$1.06M -$70.3K -604 -7%
SWP
73
Stratos Wealth Partners
Ohio
$1.04M +$75.8K +651 +9%
Carson Wealth (CWM LLC)
74
Carson Wealth (CWM LLC)
Nebraska
$1.01M -$15.7K -135 -2%
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$987K -$15.6K -134 -2%
1 2
3
4 5

FXL Hedge Fund Activity: Q4 2023 in Review

223 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q4 2023, worth a combined $898M — up 38% from $651M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FXL positions and 14 closed out — a net gain of 17 holders — while 61 added to existing stakes and 70 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $108M. The largest seller was Valley Wealth Managers, cutting an estimated $5.48M.

  • 223 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q4 2023, up from 207 in Q3 2023.
  • Funds reported $898M of First Trust Technology AlphaDEX Fund stock for Q4 2023, up 38% quarter-over-quarter.
  • 31 funds opened new First Trust Technology AlphaDEX Fund positions in Q4 2023 and 14 closed out, a net change of +17 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $108M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q4 2023 was Valley Wealth Managers, an estimated $5.48M sold.

Based on aggregated 13F filings for Q4 2023.