Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Rockefeller Capital Management’s Portfolio FXL Stock Details FXL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$5.21M Buy
23,563
+242
+1% +$51K 0.01% 992
2026
Q2 		$5.07M Sell
23,321
-1,903
-8% -$371K 0.01% 969
2026
Q1 		$4.01M Buy
25,224
+2,153
+9% +$360K 0.01% 1010
2025
Q4 		$3.88M Sell
23,071
-1,388
-6% -$235K 0.01% 965
2025
Q3 		$4.11M Sell
24,459
-306
-1% -$49.4K 0.01% 892
2025
Q2 		$3.9M Sell
24,765
-79
-0.3% -$11.2K 0.01% 880
2025
Q1 		$3.29M Sell
24,844
-456
-2% -$67.6K 0.01% 859
2024
Q4 		$3.76M Sell
25,300
-330
-1% -$48.8K 0.01% 809
2024
Q3 		$3.55M Sell
25,630
-88
-0.3% -$11.8K 0.01% 809
2024
Q2 		$3.5M Sell
25,718
-216
-0.8% -$28.5K 0.01% 807
2024
Q1 		$3.5M Buy
25,934
+11,654
+82% +$1.55M 0.01% 811
2023
Q4 		$1.83M Buy
14,280
+1,617
+13% +$188K 0.01% 946
2023
Q3 		$1.41M Buy
12,663
+4,818
+61% +$551K 0.01% 971
2023
Q2 		$903K Sell
7,845
-2,134
-21% -$223K ﹤0.01% 1128
2023
Q1 		$1.05M Buy
9,979
+324
+3% +$32.7K ﹤0.01% 1054
2022
Q4 		$883K Buy
9,655
+9,626
+33,193% +$888K ﹤0.01% 1052
2022
Q3 		$2K Hold
29
– – ﹤0.01% 3586
2022
Q2 		$2K Sell
29
-1,224
-98% -$126K ﹤0.01% 3776
2022
Q1 		$145K Sell
1,253
-220
-15% -$25.6K ﹤0.01% 1827
2021
Q4 		$194K Sell
1,473
-19,684
-93% -$2.58M ﹤0.01% 1656
2021
Q3 		$2.6M Buy
21,157
+17,120
+424% +$2.15M 0.01% 681
2021
Q2 		$501K Buy
4,037
+329
+9% +$39.1K ﹤0.01% 1191
2021
Q1 		$421K Buy
3,708
+3,679
+12,686% +$424K ﹤0.01% 1078
2020
Q4 		$3K Hold
29
– – ﹤0.01% 2552
2020
Q3 		$2K Buy
+29
New +$2.55K ﹤0.01% 2409

Other funds holding FXL

First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 38.25% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $121B AUM 21.47% 1-Year Est. Return
Genesee Capital Advisors
Genesee Capital Advisors Auburn, New York $318M AUM 26.07% 1-Year Est. Return
Nilsine Partners
Nilsine Partners Greenwood Village, Colorado $1.44B AUM 38.08% 1-Year Est. Return

Rockefeller Capital Management's FXL Position: Q3 2026 in Review

Rockefeller Capital Management increased its First Trust Technology AlphaDEX Fund (FXL) stake by 1% in Q3 2026, buying an estimated $51K and bringing the position to 23,563 shares worth $5.21M. The position accounts for 0.01% of the portfolio, ranked #992.

Rockefeller Capital Management first reported a position in FXL in Q3 2020 and has held it in 25 quarters since. 258 funds tracked by Wall St. Rank hold FXL as of Q3 2026.

  • Rockefeller Capital Management held 23,563 shares of First Trust Technology AlphaDEX Fund worth $5.21M as of Q3 2026.
  • Rockefeller Capital Management bought 242 First Trust Technology AlphaDEX Fund shares in Q3 2026, an estimated $51K.
  • First Trust Technology AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #992 holding.
  • Rockefeller Capital Management first reported a position in First Trust Technology AlphaDEX Fund in Q3 2020 and has held it in 25 quarters since.
  • 258 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.