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First Trust Technology AlphaDEX Fund
FXL

207 hedge funds and large institutions have $651M invested in First Trust Technology AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 67 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

2% more funds holding

Funds holding: 203 → 207 (+4)

0.19% more ownership

Funds ownership: 56.29% → 56.48% (+0.19%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less capital invested

Capital invested by funds: $661M → $651M (-$10.4M)

27% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 67

Holders
207
Holders Change
+4
Holders Change %
+1.97%
% of All Funds
3.29%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
49
Reduced
67
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAWM
J. Arnold Wealth Management
Ohio
+$12.3M
2
VWM
Valley Wealth Managers
New Jersey
+$7.98M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.29M
4
Citadel Advisors
Citadel Advisors
Florida
+$4.91M
5
NA
NewEdge Advisors
Louisiana
+$3.2M

Top Sellers

1
CAS
Coppell Advisory Solutions
Texas
-$6.04M
2
Morgan Stanley
Morgan Stanley
New York
-$5.25M
3
FEG
Financial Enhancement Group
Indiana
-$4.77M
4
Truist Financial
Truist Financial
North Carolina
-$4.61M
5
Wells Fargo
Wells Fargo
California
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
KIG
26
Kowal Investment Group
Wisconsin
$5.97M -$72.4K -633 -1%
DADC
27
D.A. Davidson & Co
Montana
$5.58M -$29.6K -259 -0.5%
Citadel Advisors
28
Citadel Advisors
Florida
$5.38M +$4.91M +42,957 +786%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$4.67M +$890K +7,785 +23%
CA
30
Cetera Advisors
Colorado
$4.43M +$557K +4,874 +14%
TWM
31
Triton Wealth Management
Arizona
$4.31M -$1.11M -9,737 -20%
SFG
32
Socha Financial Group
New York
$4.04M -$24.2K -212 -0.6%
AWM
33
AE Wealth Management
Kansas
$4.01M +$43.8K +383 +1%
KPWS
34
Kestra Private Wealth Services
Texas
$3.49M +$891K +7,794 +33%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$3.02M -$463K -4,048 -13%
SPWM
36
Schrum Private Wealth Management
Florida
$2.71M – – –
SB
37
Strategic Blueprint
Georgia
$2.6M +$1M +8,791 +60%
SWM
38
Spire Wealth Management
Virginia
$2.52M -$57.8K -506 -2%
IWM
39
IHT Wealth Management
Illinois
$2.45M -$36.6K -320 -1%
US Bancorp
40
US Bancorp
Minnesota
$2M -$173K -1,515 -8%
Baird Financial Group
41
Baird Financial Group
Wisconsin
$1.92M +$232K +2,033 +13%
MIM
42
MTM Investment Management
South Carolina
$1.83M – – –
SI
43
Stephens Inc
Arkansas
$1.81M -$44.5K -389 -2%
CA
44
CoreCap Advisors
Michigan
$1.76M -$314K -2,743 -15%
PPWM
45
Paragon Private Wealth Management
Kentucky
$1.62M -$60K -525 -3%
LSA
46
L & S Advisors
California
$1.6M +$746K +6,523 +83%
SAM
47
SignalPoint Asset Management
Missouri
$1.55M -$20.8K -182 -1%
HighTower Advisors
48
HighTower Advisors
Illinois
$1.52M -$5.03K -44 -0.3%
PAG
49
Private Advisor Group
New Jersey
$1.47M +$2.63K +23 +0.2%
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$1.41M +$551K +4,818 +61%
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FXL Hedge Fund Activity: Q3 2023 in Review

207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q3 2023, worth a combined $651M — down 1.6% from $661M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXL positions and 14 closed out — a net gain of 7 holders — while 49 added to existing stakes and 67 trimmed.

The largest buyer was J. Arnold Wealth Management, adding an estimated $12.3M. The largest seller was Coppell Advisory Solutions, cutting an estimated $6.04M.

  • 207 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q3 2023, up from 203 in Q2 2023.
  • Funds reported $651M of First Trust Technology AlphaDEX Fund stock for Q3 2023, down 1.6% quarter-over-quarter.
  • 21 funds opened new First Trust Technology AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of +7 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $12.3M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q3 2023 was Coppell Advisory Solutions, an estimated $6.04M sold.

Based on aggregated 13F filings for Q3 2023.