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First Trust Health Care AlphaDEX Fund
FXH

117 hedge funds and large institutions have $1.7B invested in First Trust Health Care AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 64 increasing their positions, 26 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

146% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 26

22% more capital invested

Capital invested by funds: $1.39B → $1.7B (+$312M)

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

13% more funds holding

Funds holding: 104 → 117 (+13)

2.97% more ownership

Funds ownership: 65.92% → 68.89% (+3%)

Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
3.4%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
18
Increased
64
Reduced
26
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$45.5M
2
FSIM
F-Squared Investment Management
Massachusetts
+$36.2M
3
SAM
Shamrock Asset Management
Texas
+$31M
4
Morgan Stanley
Morgan Stanley
New York
+$26.6M
5
U
UBS
Switzerland
+$16.1M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$2.96M
2
AAM
Aberdeen Asset Management
United Kingdom
-$1.5M
3
TRCT
Tower Research Capital (TRC)
New York
-$806K
4
SHA
Smith Hayes Advisers
Nebraska
-$647K
5
BUB
BBVA USA Bancshares
Texas
-$642K
Name Holding Trade Value Shares
Change 		Change in
Stake
WEC
101
Winslow Evans & Crocker
Massachusetts
$202K +$7.51K +137 +4%
IPC
102
Independent Portfolio Consultants
Florida
$121K – – –
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$95K +$40.6K +740 +77%
PSUF
104
People's United Financial
Connecticut
$89K – – –
PTC
105
Private Trust Company
Ohio
$66K +$32.9K +600 +102%
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
$56K +$54.8K +1,000 New
GSC
107
Ground Swell Capital
South Carolina
$55K +$53.9K +983 New
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$38K -$3.23K -59 -8%
GT
109
Glenmede Trust
Pennsylvania
$29K +$29.2K +532 New
S
110
SignatureFD
Georgia
$25K +$24.9K +455 New
TIM
111
Tortoise Investment Management
New York
$19K – – –
CFSG
112
Community Financial Services Group
Vermont
$17K – – –
RAM
113
Riggs Asset Management
Pennsylvania
$13K +$12.3K +225 New
SCA
114
Strategic Capital Alternatives
United States
$13K +$13K +237 New
FANJ
115
Financial Architects (New Jersey)
New Jersey
$6K +$5.43K +99 New
JFA
116
JNBA Financial Advisors
Minnesota
$3K – – –
HR
117
Howe & Rusling
New York
$1K – – –
FMP
118
Financial Management Professionals
Texas
– -$2.96M -55,536 Closed
TRCT
119
Tower Research Capital (TRC)
New York
– -$806K -15,133 Closed
Northwestern Mutual Wealth Management
120
Northwestern Mutual Wealth Management
Wisconsin
– -$25K -477 Closed
PAS
121
Partnervest Advisory Services
California
– -$18K -336 Closed
CFS
122
Community Financial System
New York
– -$9K -172 Closed
1 2 3 4
5

FXH Hedge Fund Activity: Q3 2014 in Review

117 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2014, worth a combined $1.7B — up 22% from $1.39B a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FXH positions and 5 closed out — a net gain of 13 holders — while 64 added to existing stakes and 26 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $45.5M. The largest seller was Financial Management Professionals, exiting entirely with an estimated $2.96M sold.

  • 117 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2014, up from 104 in Q2 2014.
  • Funds reported $1.7B of First Trust Health Care AlphaDEX Fund stock for Q3 2014, up 22% quarter-over-quarter.
  • 18 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2014 and 5 closed out, a net change of +13 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2014 was First Trust Advisors, an estimated $45.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2014 was Financial Management Professionals, an estimated $2.96M sold.

Based on aggregated 13F filings for Q3 2014.