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First Trust Health Care AlphaDEX Fund

117 hedge funds and large institutions have $1.7B invested in First Trust Health Care AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 64 increasing their positions, 26 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

146% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 26

22% more capital invested

Capital invested by funds: $1.39B → $1.7B (+$312M)

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

13% more funds holding

Funds holding: 104117 (+13)

2.97% more ownership

Funds ownership: 65.92%68.89% (+3%)

Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
3.4%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
18
Increased
64
Reduced
26
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NES
51
New England Securities
New York
$2.1M +$627K +11,429 +44%
Deutsche Bank
52
Deutsche Bank
Germany
$2.02M -$82.2K -1,500 -4%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$1.94M -$8.17K -149 -0.4%
Thrivent Financial for Lutherans
54
Thrivent Financial for Lutherans
Minnesota
$1.86M -$75.1K -1,370 -4%
Cambridge Investment Research Advisors
55
Cambridge Investment Research Advisors
Iowa
$1.79M +$82.1K +1,498 +5%
PAG
56
Private Advisor Group
New Jersey
$1.59M +$306K +5,586 +24%
FHC
57
First Heartland Consultants
Missouri
$1.58M +$198K +3,610 +15%
Jane Street
58
Jane Street
New York
$1.58M +$411K +7,498 +36%
NA
59
Navellier & Associates
Nevada
$1.49M +$1.46M +26,616 New
BCM
60
Beck Capital Management
Texas
$1.48M +$4.66K +85 +0.3%
PFS
61
Prospera Financial Services
Texas
$1.32M +$232K +4,235 +22%
BCM
62
Barometer Capital Management
Ontario, Canada
$1.23M +$1.21M +22,000 New
VAM
63
Visionary Asset Management
Texas
$995K +$273K +4,972 +39%
AP
64
Atwood & Palmer
Missouri
$990K +$68.5K +1,250 +8%
DAS
65
Dynamic Advisor Solutions
Arizona
$983K +$28.7K +523 +3%
VF
66
Virtu Financial
New York
$970K +$953K +17,390 New
WA
67
WESPAC Advisors
California
$939K +$52.2K +953 +6%
RIA
68
Regal Investment Advisors
Michigan
$931K +$11.7K +213 +1%
SFI
69
SPC Financial Inc
Maryland
$845K -$5.21K -95 -0.6%
SHA
70
Smith Hayes Advisers
Nebraska
$761K -$647K -11,805 -46%
IAA
71
Ironsides Asset Advisors
North Carolina
$725K -$24.7K -450 -3%
DC
72
Davenport & Co
Virginia
$725K
CWM
73
Concert Wealth Management
California
$695K +$164 +3 +0%
MC
74
Moors & Cabot
Massachusetts
$687K -$34.3K -625 -5%
CIG
75
Consolidated Investment Group
Colorado
$685K

FXH Hedge Fund Activity: Q3 2014 in Review

117 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2014, worth a combined $1.7B — up 22% from $1.39B a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FXH positions and 5 closed out — a net gain of 13 holders — while 64 added to existing stakes and 26 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $45.5M. The largest seller was Financial Management Professionals, exiting entirely with an estimated $2.96M sold.

  • 117 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2014, up from 104 in Q2 2014.
  • Funds reported $1.7B of First Trust Health Care AlphaDEX Fund stock for Q3 2014, up 22% quarter-over-quarter.
  • 18 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2014 and 5 closed out, a net change of +13 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2014 was First Trust Advisors, an estimated $45.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2014 was Financial Management Professionals, an estimated $2.96M sold.

Based on aggregated 13F filings for Q3 2014.