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First Trust Dorsey Wright Focus 5 ETF

121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $1.46B → $1.45B (-$4.02M)

4% less funds holding

Funds holding: 126121 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

54% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 68

Holders
121
Holders Change
-5
Holders Change %
-3.97%
% of All Funds
3.23%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.13%
New
10
Increased
31
Reduced
68
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Koshinski Asset Management
76
Koshinski Asset Management
Illinois
$637K +$63.4K +2,778 +11%
SS
77
Sunbelt Securities
Texas
$622K -$11.9K -521 -2%
Creative Planning
78
Creative Planning
Kansas
$614K +$612K +26,831 New
CCB
79
Cutter & Co Brokerage
Missouri
$582K +$34.7K +1,519 +6%
V
80
Veritable
Delaware
$549K +$547K +23,966 New
Jane Street
81
Jane Street
New York
$548K -$1.14M -50,170 -68%
WF
82
WealthTrust Fairport
Ohio
$521K -$30.9K -1,355 -6%
FANJ
83
Financial Architects (New Jersey)
New Jersey
$464K
NFG
84
Next Financial Group
Texas
$436K +$353K +15,490 +439%
TSS
85
Two Sigma Securities
New York
$417K +$175K +7,664 +73%
WFG
86
Wills Financial Group
Virginia
$382K -$19.8K -869 -5%
SMH
87
Sanders Morris Harris
Texas
$369K -$1.11M -48,462 -75%
RFWA
88
RPg Family Wealth Advisory
Massachusetts
$367K -$543K -23,812 -60%
LPL Financial
89
LPL Financial
California
$341K
SG
90
StoneX Group
New York
$341K +$339K +14,874 New
MCWS
91
McKinley Carter Wealth Services
West Virginia
$331K -$5.58M -244,590 -94%
SC
92
Scotia Capital
Ontario, Canada
$318K +$7.89K +346 +3%
AIM
93
Aspen Investment Management
Michigan
$317K
RFC
94
Regions Financial Corp
Alabama
$300K +$299K +13,112 New
GLA
95
Great Lakes Advisors
Illinois
$281K -$61.6K -2,700 -18%
PTC
96
Private Trust Company
Ohio
$278K -$18.8K -826 -6%
NFG
97
Nations Financial Group
Iowa
$277K -$119K -5,208 -30%
LFG
98
LifePlan Financial Group
Ohio
$265K +$6.98K +306 +3%
SGI
99
Swan Global Investments
Colorado
$258K
SI
100
SII Investments
Wisconsin
$256K -$1.03M -45,275 -80%

FV Hedge Fund Activity: Q3 2016 in Review

121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.

The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.

  • 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
  • Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.

Based on aggregated 13F filings for Q3 2016.