Scotia Capital’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Scotia Capital’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,917	Closed	-$318K	–	826
2016 Q3	$318K	Buy	13,917 +346	+3%	+$7.89K	0.01%	648
2016 Q2	$304K	Sell	13,571 -4,314	-24%	-$94.3K	0.01%	593
2016 Q1	$387K	Buy	17,885 +3,496	+24%	+$72.9K	0.01%	520
2015 Q4	$307K	Hold	14,389	–	–	0.01%	670
2015 Q3	$315K	Buy	14,389 +1,534	+12%	+$37K	0.01%	640
2015 Q2	$310K	Buy	12,855 +700	+6%	+$17K	0.01%	619
2015 Q1	$292K	Buy	+12,155	New	+$281K	0.01%	524

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Scotia Capital's FV Position: Q4 2016 in Review

Scotia Capital sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q4 2016, closing a stake of 13,917 shares — an estimated $318K sold.

Scotia Capital first reported a position in FV in Q1 2015 and held it in 7 quarters. The position peaked at $387K in Q1 2016. 127 funds tracked by Wall St. Rank hold FV as of Q4 2016.

Scotia Capital reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q4 2016 after selling out during the quarter.
Scotia Capital sold 13,917 First Trust Dorsey Wright Focus 5 ETF shares in Q4 2016, an estimated $318K.
Scotia Capital first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2015 and held it in 7 quarters.
Scotia Capital's First Trust Dorsey Wright Focus 5 ETF position peaked at $387K in Q1 2016.
127 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q4 2016.

Based on Scotia Capital's 13F filing for Q4 2016, filed 14 Feb 2017.