SII Investments’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

SII Investments’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-41,534	Closed	-$1.15M	–	109
2017 Q4	$1.15M	Buy	41,534 +2,187	+6%	+$59.3K	0.12%	136
2017 Q3	$1.03M	Buy	39,347 +3,245	+9%	+$82.4K	0.06%	223
2017 Q2	$893K	Buy	36,102 +3,670	+11%	+$90.1K	0.06%	227
2017 Q1	$777K	Buy	32,432 +20,968	+183%	+$503K	0.05%	239
2016 Q4	$267K	Buy	11,464 +249	+2%	+$5.68K	0.02%	476
2016 Q3	$256K	Sell	11,215 -45,275	-80%	-$1.03M	0.02%	477
2016 Q2	$1.26M	Sell	56,490 -5,837	-9%	-$128K	0.1%	169
2016 Q1	$1.34M	Buy	62,327 +18,085	+41%	+$377K	0.13%	152
2015 Q4	$1.04M	Sell	44,242 -5,831	-12%	-$135K	0.13%	158
2015 Q3	$1.1M	Buy	50,073 +13,135	+36%	+$316K	0.13%	161
2015 Q2	$902K	Buy	36,938 +16,823	+84%	+$408K	0.11%	187
2015 Q1	$482K	Buy	+20,115	New	+$465K	0.06%	296

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

SII Investments's FV Position: Q1 2018 in Review

SII Investments sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q1 2018, closing a stake of 41,534 shares — an estimated $1.15M sold.

SII Investments first reported a position in FV in Q1 2015 and held it in 12 quarters. The position peaked at $1.34M in Q1 2016. 169 funds tracked by Wall St. Rank hold FV as of Q1 2018.

SII Investments reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q1 2018 after selling out during the quarter.
SII Investments sold 41,534 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2018, an estimated $1.15M.
SII Investments first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2015 and held it in 12 quarters.
SII Investments's First Trust Dorsey Wright Focus 5 ETF position peaked at $1.34M in Q1 2016.
169 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.