Great Lakes Advisors’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Great Lakes Advisors’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,250	Closed	-$283K	–	577
2016 Q4	$283K	Hold	12,250	–	–	0.01%	502
2016 Q3	$281K	Sell	12,250 -2,700	-18%	-$61.6K	0.01%	502
2016 Q2	$334K	Sell	14,950 -4,440	-23%	-$97.1K	0.01%	475
2016 Q1	$419K	Sell	19,390 -14,695	-43%	-$306K	0.01%	447
2015 Q4	$801K	Hold	34,085	–	–	0.02%	363
2015 Q3	$747K	Hold	34,085	–	–	0.02%	368
2015 Q2	$833K	Sell	34,085 -1,155	-3%	-$28K	0.03%	358
2015 Q1	$846K	Sell	35,240 -530	-1%	-$12.3K	0.03%	364
2014 Q4	$788K	Buy	+35,770	New	+$758K	0.02%	351

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Great Lakes Advisors's FV Position: Q1 2017 in Review

Great Lakes Advisors sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q1 2017, closing a stake of 12,250 shares — an estimated $283K sold.

Great Lakes Advisors first reported a position in FV in Q4 2014 and held it in 9 quarters. The position peaked at $846K in Q1 2015. 128 funds tracked by Wall St. Rank hold FV as of Q1 2017.

Great Lakes Advisors reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q1 2017 after selling out during the quarter.
Great Lakes Advisors sold 12,250 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2017, an estimated $283K.
Great Lakes Advisors first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q4 2014 and held it in 9 quarters.
Great Lakes Advisors's First Trust Dorsey Wright Focus 5 ETF position peaked at $846K in Q1 2015.
128 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2017.

Based on Great Lakes Advisors's 13F filing for Q1 2017, filed 9 May 2017.