Sanders Morris Harris’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-16,129	Closed	-$369K	–	142
2016 Q3	$369K	Sell	16,129 -48,462	-75%	-$1.11M	0.11%	106
2016 Q2	$1.44M	Sell	64,591 -286,554	-82%	-$6.41M	0.34%	71
2016 Q1	$7.59M	Buy	+351,145	New	+$7.59M	1.31%	12