Sanders Morris Harris’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Sanders Morris Harris’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-16,129	Closed	-$369K	–	142
2016 Q3	$369K	Sell	16,129 -48,462	-75%	-$1.11M	0.11%	106
2016 Q2	$1.44M	Sell	64,591 -286,554	-82%	-$6.27M	0.34%	71
2016 Q1	$7.59M	Buy	+351,145	New	+$7.32M	1.31%	12

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Sanders Morris Harris's FV Position: Q4 2016 in Review

Sanders Morris Harris sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q4 2016, closing a stake of 16,129 shares — an estimated $369K sold.

Sanders Morris Harris first reported a position in FV in Q1 2016 and held it in 3 quarters. The position peaked at $7.59M in Q1 2016. 127 funds tracked by Wall St. Rank hold FV as of Q4 2016.

Sanders Morris Harris reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q4 2016 after selling out during the quarter.
Sanders Morris Harris sold 16,129 First Trust Dorsey Wright Focus 5 ETF shares in Q4 2016, an estimated $369K.
Sanders Morris Harris first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2016 and held it in 3 quarters.
Sanders Morris Harris's First Trust Dorsey Wright Focus 5 ETF position peaked at $7.59M in Q1 2016.
127 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q4 2016.

Based on Sanders Morris Harris's 13F filing for Q4 2016, filed 24 Jan 2017.