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First Trust Enhanced Short Maturity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$896K +$896K +14,963 New
AC
27
AFAM Capital
Texas
$865K -$1.31M -21,829 -60%
Stifel Financial
28
Stifel Financial
Missouri
$840K +$840K +14,019 New
Jane Street
29
Jane Street
New York
$789K -$6.49M -108,283 -89%
PMG
30
ProVise Management Group
Florida
$782K +$783K +13,063 New
PFS
31
Prospera Financial Services
Texas
$716K -$1.12M -18,712 -61%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$681K +$534K +8,922 +363%
MIAN
33
Mariner Independent Advisor Network
Kansas
$599K +$599K +10,000 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$539K -$435K -7,255 -45%
WF
35
WealthTrust Fairport
Ohio
$500K -$399K -6,660 -44%
BTS
36
BB&T Securities
Virginia
$477K -$10.8M -180,459 -96%
FAAS
37
First Allied Advisory Services
California
$424K +$211K +3,522 +99%
CWM
38
Concert Wealth Management
California
$341K +$41.9K +700 +14%
SIM
39
SSI Investment Management
California
$281K
UBS Group
40
UBS Group
Switzerland
$179K +$179K +2,983 New
IA
41
IFP Advisors
Florida
$76K -$16.1M -268,089 -100%
FHA
42
First Horizon Advisors
Tennessee
$26K -$534K -8,920 -95%
AIM
43
Advantage Investment Management
Iowa
$22K -$16.2K -270 -42%
HA
44
Hays Advisory
Tennessee
-$58.6M -979,348 Closed
AIG
45
American International Group
New York
-$19.2M -321,519 Closed
VAM
46
Visionary Asset Management
Texas
-$1.59M -26,644 Closed
ACM
47
Argentus Capital Management
Texas
-$65K -1,084 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$54K -908 Closed
IPC
49
Independent Portfolio Consultants
Florida
-$16K -270 Closed