Advantage Investment Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-8	Closed	–	–	1039
2018 Q2	$0	Hold	8	–	–	﹤0.01%	980
2018 Q1	$0	Hold	8	–	–	﹤0.01%	1021
2017 Q4	$0	Hold	8	–	–	﹤0.01%	1028
2017 Q3	$0	Hold	8	–	–	﹤0.01%	1052
2017 Q2	$0	Hold	8	–	–	﹤0.01%	1090
2017 Q1	$0	Hold	8	–	–	﹤0.01%	996
2016 Q4	$0	Hold	8	–	–	﹤0.01%	978
2016 Q3	$0	Sell	8 -367	-98%	-$22K	﹤0.01%	927
2016 Q2	$22K	Sell	375 -270	-42%	-$16.2K	0.01%	470
2016 Q1	$39K	Sell	645 -1,874	-74%	-$112K	0.02%	363
2015 Q4	$151K	Sell	2,519 -202	-7%	-$12.1K	0.08%	163
2015 Q3	$163K	Sell	2,721 -13,215	-83%	-$792K	0.09%	140
2015 Q2	$956K	Buy	15,936 +7,055	+79%	+$424K	0.46%	64
2015 Q1	$533K	Buy	+8,881	New	+$533K	0.3%	77