AFAM Capital’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

AFAM Capital’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,137	Closed	-$428K	–	172
2018 Q2	$428K	Buy	7,137 +671	+10%	+$40.3K	0.06%	170
2018 Q1	$388K	Buy	+6,466	New	+$388K	0.04%	180
2016 Q3	–	Sell	-14,443	Closed	-$865K	–	176
2016 Q2	$865K	Sell	14,443 -21,829	-60%	-$1.31M	0.14%	149
2016 Q1	$2.17M	Buy	36,272 +10,551	+41%	+$632K	0.35%	109
2015 Q4	$1.54M	Sell	25,721 -12,161	-32%	-$728K	0.24%	125
2015 Q3	$2.27M	Sell	37,882 -22,955	-38%	-$1.38M	0.35%	103
2015 Q2	$3.65M	Buy	+60,837	New	+$3.65M	0.49%	90

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Lubar & Co Milwaukee, Wisconsin $126M AUM

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

AFAM Capital's FTSM Position: Q3 2018 in Review

AFAM Capital sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q3 2018, closing a stake of 7,137 shares — an estimated $428K sold.

AFAM Capital first reported a position in FTSM in Q2 2015 and held it in 7 quarters. The position peaked at $3.65M in Q2 2015. 149 funds tracked by Wall St. Rank hold FTSM as of Q3 2018.

AFAM Capital reported no remaining First Trust Enhanced Short Maturity ETF position as of Q3 2018 after selling out during the quarter.
AFAM Capital sold 7,137 First Trust Enhanced Short Maturity ETF shares in Q3 2018, an estimated $428K.
AFAM Capital first reported a position in First Trust Enhanced Short Maturity ETF in Q2 2015 and held it in 7 quarters.
AFAM Capital's First Trust Enhanced Short Maturity ETF position peaked at $3.65M in Q2 2015.
149 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q3 2018.

Based on AFAM Capital's 13F filing for Q3 2018, filed 14 Nov 2018.