Concert Wealth Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Concert Wealth Management’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,702	Closed	-$342K	–	637
2016 Q3	$342K	Buy	5,702 +2	+0%	+$120	0.04%	454
2016 Q2	$341K	Buy	5,700 +700	+14%	+$41.9K	0.05%	423
2016 Q1	$299K	Hold	5,000	–	–	0.04%	459
2015 Q4	$299K	Hold	5,000	–	–	0.04%	474
2015 Q3	$299K	Hold	5,000	–	–	0.04%	483
2015 Q2	$300K	Buy	+5,000	New	+$300K	0.04%	492

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $403M AUM 42.23% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Concert Wealth Management's FTSM Position: Q4 2016 in Review

Concert Wealth Management sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2016, closing a stake of 5,702 shares — an estimated $342K sold.

Concert Wealth Management first reported a position in FTSM in Q2 2015 and held it in 6 quarters. The position peaked at $342K in Q3 2016. 50 funds tracked by Wall St. Rank hold FTSM as of Q4 2016.

Concert Wealth Management reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 5,702 First Trust Enhanced Short Maturity ETF shares in Q4 2016, an estimated $342K.
Concert Wealth Management first reported a position in First Trust Enhanced Short Maturity ETF in Q2 2015 and held it in 6 quarters.
Concert Wealth Management's First Trust Enhanced Short Maturity ETF position peaked at $342K in Q3 2016.
50 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.